JC
John M. Cox
ACRYLIC FINANCIAL
Perry, OK 73077
Some features on this profile are disabled
CRD#: 4023597
JC
Professional summary
John Michael Cox is a registered financial advisor currently at ACRYLIC FINANCIAL, INC. located in Perry, Oklahoma and BROOKLIGHT PLACE SECURITIES, INC. located in Stillwater, Oklahoma.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. John has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME OF BUSINESS: JMC AGENCY; INVESTMENT RELATED/NATURE OF BUSINESS: INVESTMENT RELATED/INSURANCE SALES; LOCATION: 28751 INDEPENDENCE, GLENCOE, OK. 74032; START: OCTOBER, 2006; APPROXIMATE NUMBER OF HOURS PER MONTH: 40; APPROXIMATE NUMBER OF HOURS DURING SECURITY TRADING HOURS: 10.
2) NAME OF BUSINESS: J&s FARMS; INVESTMENT RELATED/NATURE OF BUSINESS: NOT INVESTMENT RELATED/HAY PRODUCTION, SHARE CROP ON GRAINS; LOCATION: 28751 INDEPENDENCE, GLENCOE, OK 74032; START DATE: MARCH 2008; APPROXIMATE NUMBER OF HOURS PER MONTH: 2; APPROXIMATE NUMBER OF HOURS DURING SECURITY TRADING HOURS: 0.
3)NAME OF BUSINESS: ACRYLIC FINANCIAL, INC.;INVESTMENT RELATED/NATURE OF BUSINESS: INVESTMENT RELATED/IAR SECURITY INVESTMENT; LOCATION: 502 S DUCK ST, STILLWATER OK, 74074; START DATE: JUNE 2019;APPROXIMATE NUMBER OF HOURS PER MONTH: 160; APPROXIMATE NUMBER OF HOURS PER MONTH DURING SECURITIES TRADING HOURS: 140.
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Cox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 12, 2019 - Present
ACRYLIC FINANCIAL, INC.
Office #1: 621 Delaware Avenue, Perry, OK 73077RIA
CRD#: 288263
Perry, OK
Current
June 26, 2019 - Present
BROOKLIGHT PLACE SECURITIES, INC.
Office #1: 502 S Duck St, Stillwater, OK 74074BD
CRD#: 15764
Stillwater, OK
Past
January 19, 2017 - May 23, 2017
STAGNER FINANCIAL ADVISORY
RIA
CRD#: 284305
EDMOND, OK
Past
September 23, 2016 - December 31, 2019
LEGACY ADVANCE SOLUTIONS LLC
RIA
CRD#: 284835
STILLWATER, OK
Past
September 21, 2016 - July 3, 2017
PRIVATE CLIENT SERVICES, LLC
BD
CRD#: 120222
EDMOND, OK
Past
April 5, 2013 - September 22, 2016
SPC
RIA
CRD#: 110692
Edmond, OK
Past
December 20, 2012 - September 22, 2016
PARKLAND SECURITIES, LLC
BD
CRD#: 115368
Edmond, OK
Past
June 15, 2009 - December 21, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ENID, OK
Past
January 2, 2009 - May 5, 2011
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ENID, OK
Past
November 7, 2008 - December 21, 2012
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ENID, OK
Past
February 19, 2003 - November 12, 2008
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
OKLAHOMA CITY, OK
Past
October 16, 2000 - January 23, 2001
DORTCH SECURITIES & INVESTMENTS, INC.
BD
CRD#: 42207
LITTLE ROCK, AR
Past
April 10, 2000 - October 17, 2000
INTERFIRST CAPITAL CORPORATION
BD
CRD#: 7659
LOS ANGELES, CA
Past
January 2, 2000 - April 10, 2000
SAN CLEMENTE SECURITIES, INC.
BD
CRD#: 21895
SAN CLEMENTE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ACRYLIC FINANCIAL, INC.
ACRYLIC FINANCIAL, INC. | CORNERSTONE FINANCIAL GROUP | BROKERS ALLIANCE INVESTMENTS, INC.
CRD#: 288263 / SEC#: 801-123623
RIA
Registered Investment Advisory firm - (4/6/2022 Approved)Arizona
Registered Investment Advisory firm - (4/14/2022 Terminated)California
Registered Investment Advisory firm - (5/14/2022 Terminated)Colorado
Registered Investment Advisory firm - (4/15/2022 Terminated)Florida
Registered Investment Advisory firm - (4/14/2022 Terminated)Illinois
Registered Investment Advisory firm - (4/14/2022 Terminated)Kansas
Registered Investment Advisory firm - (4/14/2022 Terminated)Maryland
Registered Investment Advisory firm - (4/21/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (4/14/2022 Terminated)Michigan
Registered Investment Advisory firm - (4/20/2022 Terminated)Nebraska
Registered Investment Advisory firm - (4/14/2022 Terminated)North Dakota
Registered Investment Advisory firm - (4/14/2022 Terminated)Oklahoma
Registered Investment Advisory firm - (4/14/2022 Terminated)Texas
Registered Investment Advisory firm - (4/14/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/26/2019)
IAR
Arizona(7/31/2019)
RR
Oklahoma(6/26/2019)
IAR
Oklahoma(7/12/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ACRYLIC FINANCIAL, INC.
ACRYLIC FINANCIAL, INC. | CORNERSTONE FINANCIAL GROUP | BROKERS ALLIANCE INVESTMENTS, INC.
CRD#: 288263 / SEC#: 801-123623
RIA
Registered Investment Advisory firm - (4/6/2022 Approved)Arizona
Registered Investment Advisory firm - (4/14/2022 Terminated)California
Registered Investment Advisory firm - (5/14/2022 Terminated)Colorado
Registered Investment Advisory firm - (4/15/2022 Terminated)Florida
Registered Investment Advisory firm - (4/14/2022 Terminated)Illinois
Registered Investment Advisory firm - (4/14/2022 Terminated)Kansas
Registered Investment Advisory firm - (4/14/2022 Terminated)Maryland
Registered Investment Advisory firm - (4/21/2022 Terminated)Massachusetts
Registered Investment Advisory firm - (4/14/2022 Terminated)Michigan
Registered Investment Advisory firm - (4/20/2022 Terminated)Nebraska
Registered Investment Advisory firm - (4/14/2022 Terminated)North Dakota
Registered Investment Advisory firm - (4/14/2022 Terminated)Oklahoma
Registered Investment Advisory firm - (4/14/2022 Terminated)Texas
Registered Investment Advisory firm - (4/14/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
16930 East Palisades Blvd. Suite 100-c, Fountain Hills, AZ 85268
Mailing Address
Phone number
(833) 422-7954
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 298 |
| AUM (Assets Under Management) | $ 58,442,331 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
