LF
Lori L. Fuerstenberg
IPI WEALTH MANAGEMENT
Decatur, IL 62522
Some features on this profile are disabled
CRD#: 4023335
LF
Professional summary
Lori Lea Fuerstenberg, who also goes by Lori Lea Garza, Lori Lea Hoskins, Lori Lea Rastall, is a registered financial advisor currently at IPI WEALTH MANAGEMENT, INC. located in Decatur, Illinois and INVESTMENT PLANNERS, INC. located in Decatur, Illinois.
Lori is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Lori has worked at 9 firms and has passed the Series 66, Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 28, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lori Lea Garza | Lori Lea Hoskins | Lori Lea Rastall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Habitat for Humanity-Board of Directors-June 2022- 932 E Wood Street Decatur, IL 62521- Not investmnet related-2-4 hours a month after trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Lori Lea Fuerstenberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 9, 2018 - Present
IPI WEALTH MANAGEMENT, INC.
Office #1: 226 W. Eldorado, Decatur, IL 62522RIA
CRD#: 111872
Decatur, IL
Current
November 7, 2018 - Present
INVESTMENT PLANNERS, INC.
Office #1: 226 W. Eldorado Street, Decatur, IL 62522BD
CRD#: 18557
Decatur, IL
Past
February 19, 2013 - November 5, 2018
FREEDOM INVESTORS CORP.
RIA
CRD#: 23714
BROOKFIELD, WI
Past
December 11, 2012 - August 28, 2017
FREEDOM INVESTORS CORP.
BD
CRD#: 23714
BROOKFIELD, WI
Past
April 5, 2011 - November 6, 2018
KCD FINANCIAL, INC.
BD
CRD#: 127473
Green Bay, WI
Past
March 29, 2011 - November 6, 2018
KCD FINANCIAL, INC.
RIA
CRD#: 127473
Green Bay, WI
Past
March 6, 2009 - June 25, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
GREEN BAY, WI
Past
January 16, 2009 - June 25, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
GREEN BAY, WI
Past
May 1, 2008 - July 14, 2008
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
MINNEAPOLIS, MN
Past
March 22, 2005 - March 20, 2008
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
EDINA, MN
Past
January 5, 2000 - March 20, 2008
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
EDINA, MN
Past
October 7, 1999 - December 16, 1999
EQUITY SERVICES, INC.
BD
CRD#: 265
MONTPELIER, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/7/2018)
RR
Alaska(11/21/2018)
RR
Arizona(11/13/2018)
RR
Arkansas(11/7/2018)
RR
California(11/7/2018)
RR
Colorado(12/5/2018)
RR
Connecticut(11/9/2018)
RR
Delaware(11/19/2018)
RR
District of Columbia(11/14/2018)
RR
Florida(11/7/2018)
RR
Georgia(11/7/2018)
RR
Hawaii(11/16/2018)
RR
Idaho(11/8/2018)
IAR
Illinois(11/13/2018)
RR
Illinois(11/16/2018)
RR
Indiana(11/7/2018)
RR
Iowa(11/19/2018)
RR
Kansas(11/26/2018)
RR
Kentucky(11/15/2018)
RR
Louisiana(11/20/2018)
RR
Maine(11/8/2018)
RR
Maryland(11/16/2018)
RR
Massachusetts(12/4/2018)
RR
Michigan(11/7/2018)
RR
Minnesota(11/19/2018)
RR
Mississippi(11/19/2018)
RR
Missouri(11/8/2018)
RR
Montana(11/13/2018)
RR
Nebraska(11/8/2018)
RR
Nevada(11/27/2018)
RR
New Hampshire(11/19/2018)
RR
New Jersey(11/20/2018)
RR
New Mexico(11/30/2018)
RR
New York(12/18/2018)
RR
North Carolina(11/7/2018)
RR
North Dakota(11/16/2018)
RR
Ohio(11/7/2018)
RR
Oklahoma(11/16/2018)
RR
Oregon(11/7/2018)
RR
Pennsylvania(11/13/2018)
RR
Puerto Rico(8/6/2020)
RR
Rhode Island(11/8/2018)
RR
South Carolina(11/30/2018)
RR
South Dakota(11/19/2018)
RR
Tennessee(11/20/2018)
RR
Texas(11/13/2018)
RR
Utah(11/7/2018)
RR
Vermont(11/16/2018)
RR
Virginia(11/19/2018)
RR
Washington(11/16/2018)
RR
West Virginia(11/21/2018)
RR
Wisconsin(11/7/2018)
RR
Wyoming(11/8/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 28
Date: 4/7/2012
Introducing Broker/Dealer Financial Operations Principal ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IW
IPI WEALTH MANAGEMENT, INC.
IPI ASSET MANAGEMENT, INC. | VOGEL & COMPANY, LLC | KOSHINSKI ASSET MANAGEMENT, INC.-DBA IPI ASSET MANAGEMENT, INC. | KOSHINSKI ASSET MANAGEMENT, INC. DBA INVESTMENT PLANNERS | KOSHINSKI ASSET MANAGEMENT INC. | IPI WEALTH MANAGEMENT, INC. | IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
RIA
Registered Investment Advisory firm - (11/1/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
226 W. Eldorado, Decatur, IL 62522
Mailing Address
P.o. Box 170, Decatur, IL 62525-0170
Phone number
(217) 425-6340
Established
Firm type
Fiscal year end
# of Employees
73
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
