Sean M. Felter

EQT PARTNERS BD

Westchester, IL 60154

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CRD#: 4023270

Professional summary

Sean Michael Felter is a registered financial professional currently at EQT PARTNERS BD, LLC located in Westchester, Illinois.

Sean is registered as a RR (Registered Representative) and started their career in finance in 1999. Sean has worked at 6 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 52, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Michael Felter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2024 - Present

EQT PARTNERS BD, LLC

Office #1: 2205 Enterprise Drive, Westchester, IL 60154

CRD#: 322826

Westchester, IL

Past

January 7, 2017 - November 26, 2018

PENSERRA SECURITIES, LLC

CRD#: 145994

NEW YORK, NY

Past

September 4, 2012 - January 3, 2017

ZELMAN PARTNERS, LLC

CRD#: 145187

NEW YORK, NY

Past

March 1, 2006 - August 28, 2012

LONGBOW SECURITIES, LLC

CRD#: 135738

NEW YORK, NY

Past

September 20, 2004 - March 7, 2006

AMERICA NORTHCOAST SECURITIES, INC.

CRD#: 16076

INDEPENDENCE, OH

Past

October 4, 1999 - May 23, 2003

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(12/12/2024)

Exams

State Security Law Exam

Series 63

Date: 11/1/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/5/2001

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/10/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/23/1999

General Securities Representative Examination

General Industry/Product Exam

Series 52

Date: 10/1/1999

Municipal Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/3/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 11/15/2002

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

EQT PARTNERS BD, LLC

EQT PARTNERS BD, LLC | EQTE BROKERAGE LLC

CRD#: 322826 / SEC#: , 8-70966

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087

Mailing Address

Five Radnor Corporate Center 100 Matsonford Road, Suite 250, Radnor, PA 19087

Phone number

(484) 531-7456

Established

Delaware since 07/28/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
EQT EXETER HOLDINGS US INC.	SOLE MEMBER
BREEN, BARRY EAMON	CHIEF COMPLIANCE OFFICER, SECRETARY, DIRECTOR
GAUR, ALOK	CHIEF EXECUTIVE OFFICER & DIRECTOR	4693996
HOUSHMAND, ALI	DIRECTOR	4980374
RUTITSKIY, DMITRIY	FINOP/PFO/POO	6117665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Sean M. Felter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sean Michael Felter's CRS (Customer Relationship Summary).

Certified licenses

Experience

PENSERRA SECURITIES, LLC

ZELMAN PARTNERS, LLC

LONGBOW SECURITIES, LLC

AMERICA NORTHCOAST SECURITIES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/1/2024

Series 65

Date: 7/5/2001

Series 7TO

Date: 12/10/2024

SIE

Date: 10/1/2018

Series 7

Date: 12/23/1999

Series 52

Date: 10/1/1999

Series 10

Date: 3/3/2003

Series 9

Date: 11/15/2002

FINRA

Current Firm

EQT PARTNERS BD, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EQT PARTNERS BD, LLC

TRUST BUT VERIFY

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