Casey D. Galligan
Professional summary
Casey D Galligan, who also goes by Casey Daniel Galligan, is a registered financial professional currently at ARES WEALTH MANAGEMENT SOLUTIONS, LLC located in Denver, Colorado.
Casey is registered as a RR (Registered Representative) and started their career in finance in 1999. Casey has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Casey D Galligan's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 28, 2017 - Present
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
Office #1: 1200 17th Street Suite #2900, Denver, CO 80202October 14, 2016 - July 28, 2017
DWS DISTRIBUTORS, INC.
October 18, 2011 - April 7, 2016
MORGAN STANLEY
June 1, 2009 - April 7, 2016
MORGAN STANLEY
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
December 9, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
November 23, 1999 - August 31, 2001
UST FINANCIAL SERVICES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
CRD#: 119546 / SEC#: , 8-65199
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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