Maria E Castillo
Professional Summary
Maria E Castillo, who also goes by Mari Castillo, was a registered financial advisor. Maria was a previously registered financial professional and started their career in finance 1999 - 2013. Maria had worked at 3 firms and has passed the Series 66, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mari Castillo
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
CROWNBRIDGE SECURITIES | WEALTH SOLUTIONS, INC. | UNITED GLOBAL SECURITIES, INC. | CROWNBRIDGE WEALTH, LLC | CROWNBRIDGE WEALTH
Contact Information
Main Address
21 Waterway Avenue Suite 300, The Woodlands, TX 77380Phone Number
(512) 600-9880Established
Texas since 10/04/1993Firm Type
CorporationFiscal Year End
December# of Employees
3Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BLAIR, RICHARD DWAYNE | PRESIDENT/DIRECTOR/SEC/CCO | 2256412 |
Regulatory Assets Under Management
Total Number of Accounts
996AUM (Assets Under Management)
$53,683,345Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 1999About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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