Lester W. Rodgers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lester Warren Rodgers, who also goes by Jay Rodgers, Jr Lester Warren Rodgers, Lester Warren Rodgers Jr, was a registered financial professional .
Lester is a previously registered financial professional and started their career in finance in 1982. Lester had worked at 3 firms and has passed the Series 63, Series 3, PC, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 1988 - May 14, 1991
RODMAN & RENSHAW INC.
April 15, 1982 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
April 8, 1982 - August 18, 1988
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 6/22/1977
AMEX Put and Call ExamSeries 1
Date: 9/26/1972
Registered Representative ExaminationSeries 8
Date: 3/10/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RODMAN & RENSHAW INC.
CRD#: 724 / SEC#: , 8-15366
Contact information
Documents
Red Flags
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