Michael P. Andersen
Professional summary
Michael Paul Andersen, who also goes by Michael Paul Anderson, is a registered financial advisor currently at OSAIC WEALTH, INC. located in St Louis Park, Minnesota.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Michael has worked at 7 firms and has passed the Series 66, Series 63, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Paul Andersen's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Michael Paul Andersen's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 4021 Veron Ave S Suite 300, St Louis Park, MN 55416November 3, 2023 - Present
OSAIC WEALTH, INC.
Office #1: 4021 Veron Ave S Suite 300, St Louis Park, MN 55416June 2, 2022 - November 3, 2023
FSC SECURITIES CORPORATION
April 12, 2022 - May 5, 2022
FSC SECURITIES CORPORATION
March 2, 2022 - November 3, 2023
FSC SECURITIES CORPORATION
June 2, 2021 - September 8, 2021
FSC SECURITIES CORPORATION
December 20, 2013 - June 6, 2022
RED PINE INVESTMENT COUNSEL, INC.
March 13, 2009 - November 10, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
September 11, 2007 - February 9, 2009
FELTL & COMPANY
August 4, 2006 - September 14, 2007
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 22, 2000 - February 27, 2002
ROBERT W. BAIRD & CO. INCORPORATED
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2023)
(11/3/2023)
(11/3/2023)
(11/3/2023)
Exams
Series 7TO
Date: 3/1/2022
General Securities Representative ExaminationFINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
