Timothy R. O'neal

ARCHWAY WEALTH MANAGEMENT | Financial Advisor

Kirkwood, MO 63122

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CRD#: 4022274

Professional summary

Timothy Reynolds O'neal, who also goes by Tim O'neal, Timothy O'neal, is a registered financial advisor currently at ARCHWAY WEALTH MANAGEMENT, LLC located in Kirkwood, Missouri.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Timothy has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Trading individual securities

Financial planning

Retirement planning

What is your current number of clients?

Greater than 100

Are you a "fiduciary"?

Yes

Aliases

Tim O'neal | Timothy O'neal

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TBD RIA; INV. RELATED; ST. LOUIS,MO; 100% OWNERSHIP; START DATE 11/09/2022; NUMBER OF HOURS PER MONTH 200; NUMBER OF HOURS DURING TRADING 130; FEE ONLY RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Reynolds O'neal's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 18, 2023 - Present

ARCHWAY WEALTH MANAGEMENT, LLC

Office #1: 10900 Manchester Rd Suite 203, Kirkwood, MO 63122

RIA

CRD#: 326816

Kirkwood, MO

Past

October 14, 2015 - October 19, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FRONTENAC, MO

Past

February 14, 2011 - December 31, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FRONTENAC, MO

Past

January 1, 2008 - October 19, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FRONTENAC, MO

Past

May 18, 2004 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

November 17, 1999 - November 7, 2002

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARCHWAY WEALTH MANAGEMENT, LLC

CRD#: 326816 / SEC#: 801-128424

RIA

Registered Investment Advisory firm - (7/28/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(9/18/2023)

IAR

Texas
(9/18/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/21/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/1999

General Securities Representative Examination

Current Firm

ARCHWAY WEALTH MANAGEMENT, LLC

CRD#: 326816 / SEC#: 801-128424

RIA

Registered Investment Advisory firm - (7/28/2023 Approved)

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Contact information

Main Address

10900 Manchester Rd Suite 203, Kirkwood, MO 63122

Mailing Address

Phone number

(573) 999-2248

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE FOR ARCHWAY WEALTH MANAGEMENT, LLC (3/5/2025)

DISCLOSURE BROCHURE FOR ARCHWAY WEALTH MANAGEMENT, LLC (3/5/2025)

Regulatory assets under management

Total Number of Accounts	862
AUM (Assets Under Management)	$ 313,134,834

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Timothy R. O'neal

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Reynolds O'neal's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

CIBC WORLD MARKETS CORP.

Primary Firm SEC Registration

ARCHWAY WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2016

Series 63

Date: 12/21/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/16/1999

Current Firm

ARCHWAY WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARCHWAY WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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