JD
Joseph L. Dibella
EAGLE STRATEGIES LLC
ALBANY, NY 12205
Some features on this profile are disabled
CRD#: 4022190
JD
Professional summary
Joseph L Dibella is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Albany, New York and NYLIFE SECURITIES LLC located in Albany, New York.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Joseph has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; Start Date: 10/2007; Role/Title: Insurance Broker; Investment related] [DBA THE DI BELLA FINANCIAL GROUP, LLC ] [NYLARC Holding Co., Inc.; reinsurance the life insurance that I write with NYL; NYL 51 Madison Ave., Room 251, NY, NY 10010; Start Date 07/2018; Role/Title: Shareholder; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [The Bus Stop Club; Provides support to children with a sick sibling; c/o NYL 51 Madison Ave., Room 251, NY, NY 10010; Start Date 09/2009; Role/Title: Officer; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours] [CTO Real Estate LLC; LLC purchased commercial office building(owner occupied). Partnership w/ Patricia Shevy who is an attorney and client, and Paul Hogan he is not a client. We want to create an LLC as 25/25/50% members.; 7 Executive Centre Dr., Albany NY 12203; Start Date 09/2019; Role/Title: Partner; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [East Greenbush Central School District - Columbia High School; I am an assistant Varsity coach for the girls V lacrosse team at Columbia High School. This is a paid position. Approximate salary $4,000 ; 962 Luther Road, East Greenbush NY 12061; Start Date 03/2024; Role/Title: Employee; Not Investment Related; 40 hours per month; 0 hours per month during securities trading hours; I will be an assistant coach for the team. It is only for the spring season that lasts approximately 8 weeks]
CRS (Client Relationship Summary) - RIA
Click below to view Joseph L Dibella's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 14, 2010 - Present
EAGLE STRATEGIES LLC
Office #1: 5 Washington Square First Floor, Albany, NY 12205RIA
CRD#: 110826
ALBANY, NY
Current
January 19, 2000 - Present
NYLIFE SECURITIES LLC
Office #1: 5 Washington Square First Floor, Albany, NY 12205BD
CRD#: 5167
Albany, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/20/2021)
RR
California(6/11/2020)
RR
Colorado(2/2/2022)
RR
Connecticut(6/8/2004)
RR
District of Columbia(5/4/2022)
RR
Florida(10/13/2009)
RR
Georgia(5/12/2025)
RR
Indiana(5/5/2014)
RR
Maine(12/21/2011)
RR
Maryland(1/22/2020)
RR
Massachusetts(1/4/2011)
RR
Minnesota(7/21/2022)
RR
New Jersey(2/20/2002)
RR
New York(1/19/2000)
IAR
New York(8/3/2021)
RR
North Carolina(3/25/2008)
RR
Ohio(3/9/2017)
RR
Pennsylvania(5/31/2017)
RR
South Carolina(7/10/2015)
IAR
Texas(10/14/2010)
RR
Texas(2/20/2014)
RR
Vermont(8/11/2021)
RR
Virginia(5/4/2022)
RR
Washington(3/18/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
