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Keith Hundley May

CRD# 4021950·Registered 1999 - 2015
Previously Registered: Being a previously registered professional could mean that Keith is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Keith Hundley May was a registered financial advisor. Keith was a previously registered financial professional and started their career in finance 1999 - 2015. Keith had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

AMUNDI DISTRIBUTORS USA, LLC·CRD# 152399
BD
New York, NY
November 29, 2010 - January 9, 2015
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
April 17, 2009 - June 12, 2009
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
July 24, 2007 - January 6, 2009
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
June 1, 2005 - July 3, 2007
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
April 30, 2003 - June 20, 2005
CITICORP INVESTMENT SERVICES·CRD# 23988
BD
Long Island City, NY
November 24, 1999 - January 23, 2004

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Current Firm

AD
AMUNDI DISTRIBUTORS USA, LLC

AMUNDI DISTRIBUTORS USA, LLC | CREDIT AGRICOLE ASSET MANAGEMENT DISTRIBUTORS, INC | AMUNDI DISTRIBUTORS, INC.

CRD#: 152399 / SEC#: 8-68450
BD
Terminated by SEC on 12/02/2017

Contact Information

Established

Delaware since 04/01/2012

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AMUNDI USA, INC.SHAREHOLDER—
BLANC, PATRICE ETIENNECHAIRMAN1972464
BOQUIREN, MICHELLE MARQUEZCHIEF EXECUTIVE OFFICER6358799
HOLLINGSWORTH, JENNIFER PENAFIELCFO/FINOP5652814
JOHNSON, JOHN DAVIDCHIEF COMPLIANCE OFFICER5186551
JONES, LISADIRECTOR1324612
PALMER, LAURA JEANDIRECTOR1069224

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2000About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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