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KM

Keith H. May

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CRD#: 4021950
KM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Keith Hundley May was a registered financial professional .

Keith is a previously registered financial professional and started their career in finance in 1999. Keith had worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 29, 2010 - January 9, 2015

AMUNDI DISTRIBUTORS USA, LLC

BD
CRD#: 152399
NEW YORK, NY
Past

April 17, 2009 - June 12, 2009

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

July 24, 2007 - January 6, 2009

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

June 1, 2005 - July 3, 2007

NOMURA SECURITIES INTERNATIONAL, INC.

BD
CRD#: 4297
NEW YORK, NY
Past

April 30, 2003 - June 20, 2005

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

November 24, 1999 - January 23, 2004

CITICORP INVESTMENT SERVICES

BD
CRD#: 23988
LONG ISLAND CITY, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 1/7/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AD
AMUNDI DISTRIBUTORS USA, LLC
AMUNDI DISTRIBUTORS USA, LLC | CREDIT AGRICOLE ASSET MANAGEMENT DISTRIBUTORS, INC | AMUNDI DISTRIBUTORS, INC.

CRD#: 152399 / SEC#: , 8-68450

BD
Terminated by SEC on 12/02/2017
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 04/01/2012
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
AMUNDI USA, INC.SHAREHOLDER
BLANC, PATRICE ETIENNECHAIRMAN1972464
BOQUIREN, MICHELLE MARQUEZCHIEF EXECUTIVE OFFICER6358799
HOLLINGSWORTH, JENNIFER PENAFIELCFO/FINOP5652814
JOHNSON, JOHN DAVIDCHIEF COMPLIANCE OFFICER5186551
JONES, LISADIRECTOR1324612
PALMER, LAURA JEANDIRECTOR1069224

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AMUNDI DISTRIBUTORS USA, LLC

CRD#: 152399

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