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Stuart A. Steinberg
GATEWAY WEALTH PARTNERS
Newburyport, MA 01950
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CRD#: 4021943
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Professional summary
Stuart Alan Steinberg, CFP® is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Newburyport, Massachusetts and LPL FINANCIAL LLC located in Newburyport, Massachusetts.
Stuart is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Stuart has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Insurance Planning
Retirement Planning
Tax Planning
Investment Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Alan Steinberg's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
October 1, 2025 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 61 Water Street #2, Newburyport, MA 01950RIA
CRD#: 322789
Newburyport, MA
Current
September 8, 2009 - Present
LPL FINANCIAL LLC
Office #1: 61 Water Street # 2, Newburyport, MA 01950RIA
BD
CRD#: 6413
Newburyport, MA
Past
September 8, 2009 - January 2, 2026
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
May 25, 2005 - September 8, 2009
MUTUAL SERVICE CORPORATION
RIA
CRD#: 4806
NEWBURYPORT, MA
Past
October 23, 2001 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
NEWBURYPORT, MA
Past
October 1, 1999 - October 23, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/24/2013)
RR
California(9/8/2009)
RR
Connecticut(9/8/2009)
RR
Florida(9/8/2009)
RR
Georgia(9/4/2024)
RR
Indiana(8/8/2017)
RR
Maine(9/8/2009)
RR
Maryland(9/8/2009)
RR
Massachusetts(9/8/2009)
IAR
Massachusetts(10/16/2025)
RR
Minnesota(8/22/2018)
RR
New Hampshire(9/8/2009)
RR
New Jersey(9/8/2009)
RR
New York(9/8/2009)
IAR
New York(10/1/2025)
RR
North Carolina(1/12/2022)
RR
Ohio(6/14/2012)
RR
Pennsylvania(9/4/2024)
RR
Rhode Island(9/8/2009)
RR
South Carolina(5/30/2024)
RR
Utah(1/25/2021)
RR
Vermont(1/23/2012)
RR
Virginia(5/12/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GATEWAY WEALTH PARTNERS, LLC
CRD#: 322789Newburyport, MA 01950TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
