Manfred T. Beckmann

NORTHERN CAPITAL SECURITIES

North Andover, MA 01845

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CRD#: 4021649

Professional summary

Manfred Theodor Beckmann is a registered financial advisor currently at NORTHERN CAPITAL SECURITIES CORPORATION located in North Andover, Massachusetts.

Manfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Manfred has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MB Advisory Group CH; non-investment related; 153 Zollikerstrasse in CH-8008 Zurich, Switzerland; the firm provides legal services, with international impact, litigation PR, compliance and due diligence services for European business entities; Managing Partner; Start date January 2000; 30 hours per month, 30 hours per month during trading hours; Providing legal advice and consulting services to businesses and other institutions located in Europe. Admiral Group Ement AG; non-investment related; Willy-Brandt-Allee 6 65197 Wiesbaden Germany; Admiral Group Ement AG is a global general contractor focused on large-scale industrial and commercial projects; General Counsel; Start date October 2021; 30 hours per month, 30 hours per month during trading hours; Provide expert and strategic legal advice to senior management of Admiral Group Ement AG. Not an employee of Admiral Group Ement AG, acting as an independent attorney.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manfred Theodor Beckmann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 17, 2017 - Present

NORTHERN CAPITAL SECURITIES CORPORATION

Office #1: 50 High Street 4th Floor, North Andover, MA 01845

RIA

CRD#: 40659

North Andover, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/15/2017

Uniform Investment Adviser Law Examination

Current Firm

NORTHERN CAPITAL SECURITIES CORPORATION

NORTHERN CAPITAL SECURITIES CORPORATION | SCOTT, STARR SECURITIES, INC.

CRD#: 40659 / SEC#: , 8-49130

Massachusetts

Registered Investment Advisory firm - SEC (2/6/2017 Approved)

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

50 High Street 4th Floor, North Andover, MA 01845

Mailing Address

50 High Street 4th Floor, North Andover, MA 01845

Phone number

(978) 289-1000

Established

Massachusetts since 02/16/1996

Firm type

Corporation

Fiscal year end

October

Firm Size

Small

# of Employees

FINRA licenses (25 States and Territories)

Documents

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
OLDAKER, DAVID GRANT	CHIEF EXECUTIVE OFFICER	2606043
OLDAKER, DAVID GRANT	CHIEF COMPLIANCE OFFICER	2606043
RYE, STEPHEN GILBERT	PRESIDENT	2127156

Red Flags

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Manfred T. Beckmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Manfred Theodor Beckmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHERN CAPITAL SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 2/15/2017

Current Firm

NORTHERN CAPITAL SECURITIES CORPORATION

Contact information

FINRA licenses (25 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NORTHERN CAPITAL SECURITIES CORPORATION

TRUST BUT VERIFY

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