Kari M. March
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kari M March, who also goes by Karen March, was a registered financial professional .
Kari is a previously registered financial professional and started their career in finance in 1999. Kari had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 8, 2020 - December 31, 2024
ROKA WEALTH STRATEGISTS
June 19, 2019 - April 22, 2024
REALTA INVESTMENT ADVISORS, INC
July 2, 2014 - April 22, 2024
REALTA EQUITIES, INC.
July 6, 2007 - December 31, 2019
ROKA WEALTH STRATEGISTS
July 3, 2006 - July 11, 2007
TRIAD ADVISORS LLC
June 20, 2006 - July 24, 2014
TRIAD ADVISORS LLC
June 30, 2003 - July 5, 2006
AMERIPRISE ADVISOR SERVICES, INC.
April 4, 2002 - July 5, 2006
AMERIPRISE ADVISOR SERVICES, INC.
December 22, 1999 - April 8, 2002
E*TRADE SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
ROKA WEALTH STRATEGISTS
CRD#: 143560 / SEC#: 801-67915
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 1,000,000 |
Red Flags
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