Nicole G. Adrien
Professional summary
Nicole G Adrien, who also goes by Nicole Patricia Grannis, is a registered financial professional currently at OCM INVESTMENTS, LLC located in Los Angeles, California.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2000. Nicole has worked at 2 firms and has passed the Series 66, Series 99TO, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole G Adrien's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2009 - Present
OCM INVESTMENTS, LLC
Office #1: 333 South Grand Avenue (28th Floor), Los Angeles, CA 90071June 30, 2006 - September 12, 2007
OCM INVESTMENTS, LLC
September 5, 2000 - July 7, 2004
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
OCM INVESTMENTS, LLC
CRD#: 128803 / SEC#: , 8-66176
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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