Kevin M. Murphy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Michael Murphy was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1999. Kevin had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2012 - January 13, 2016
BMO HARRIS FINANCIAL ADVISORS, INC.
October 26, 2012 - January 13, 2016
BMO HARRIS FINANCIAL ADVISORS, INC.
June 6, 2012 - October 30, 2012
LPL FINANCIAL LLC
June 4, 2012 - October 30, 2012
LPL FINANCIAL LLC
June 1, 2012 - June 4, 2012
LPL FINANCIAL LLC
February 14, 2011 - June 8, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
February 14, 2011 - June 8, 2012
BMO HARRIS FINANCIAL ADVISORS, INC.
July 6, 2010 - February 15, 2011
NFSG CORPORATION
July 6, 2010 - February 15, 2011
NEWBRIDGE SECURITIES CORPORATION
June 18, 2009 - September 4, 2009
CHICAGO INVESTMENT GROUP, LLC
June 18, 2009 - July 19, 2010
CHICAGO INVESTMENT GROUP ADVISORS, LLC
July 30, 2003 - July 19, 2010
CHICAGO INVESTMENT GROUP, LLC
May 30, 2001 - August 5, 2003
PEREGRINE FINANCIALS & SECURITIES, INC.
November 10, 1999 - June 26, 2001
D H BRUSH & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMO HARRIS FINANCIAL ADVISORS, INC.
CRD#: 137115 / SEC#: 801-64847, 8-67064
Contact information
FINRA licenses (1 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
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