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Horace Anthony Myers

CRD# 4020619·Registered 1999 - 2013
Previously Registered: Being a previously registered professional could mean that Horace is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Horace Anthony Myers, who also goes by Anthony H. Myers, Tony Horace Myers, was a registered financial advisor. Horace was a previously registered financial professional and started their career in finance 1999 - 2013. Horace had worked at 10 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Anthony H. Myers, Tony Horace Myers

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

IAA FINANCIAL LLC·CRD# 6578
BD
Melville, NY
June 28, 2013 - October 10, 2013
DALTON STRATEGIC INVESTMENT SERVICES INC.·CRD# 23485
BD
Huntington, NY
July 12, 2012 - June 24, 2013
GLOBAL ARENA CAPITAL CORP·CRD# 16871
BD
Melville, NY
July 11, 2011 - May 29, 2012
BROKERSXPRESS LLC·CRD# 127081
BD
Melville, NY
March 4, 2011 - July 12, 2011
INVESTACORP, INC.·CRD# 7684
BD
Melville, NY
April 20, 2010 - March 7, 2011
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Melville, NY
October 30, 2009 - April 21, 2010
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Huntington, NY
February 23, 2006 - November 2, 2009
SALOMON GREY FINANCIAL CORPORATION·CRD# 43413
BD
Dallas, TX
February 12, 2004 - March 1, 2006
GUNNALLEN FINANCIAL, INC·CRD# 17609
BD
Tampa, FL
January 6, 2004 - February 6, 2004
CONTINENTAL BROKER-DEALER CORP.·CRD# 14048
BD
Carle Place, NY
October 21, 1999 - January 21, 2004

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Current Firm

IF
IAA FINANCIAL LLC

CBG FINANCIAL GROUP, INC. | IAA FINANCIAL LLC | CHEEVERS, HAND & ANGELINE, INC.

CRD#: 6578 / SEC#: 8-18463
BD
Terminated by SEC on 02/09/2015

Contact Information

Established

Florida since 10/21/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PECUNIA MANAGEMENT LLCPARENT COMPANY—
CARRENO, KEVIN ANDREWSECRETARY2047444
CUFF, SHERI MINGUSCHIEF OPERATING OFFICER, FIN-OP1477228
LOTVIN, NANCI BETHCCO/AML2320121
WEINBERGER, DAVID SPRESIDENT2676116

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Sep 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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