Horace A. Myers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Horace Anthony Myers, who also goes by Anthony H. Myers, Tony Horace Myers, was a registered financial professional .
Horace is a previously registered financial professional and started their career in finance in 1999. Horace had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2013 - October 10, 2013
IAA FINANCIAL LLC
July 12, 2012 - June 24, 2013
DALTON STRATEGIC INVESTMENT SERVICES INC.
July 11, 2011 - May 29, 2012
GLOBAL ARENA CAPITAL CORP
March 4, 2011 - July 12, 2011
BROKERSXPRESS LLC
April 20, 2010 - March 7, 2011
INVESTACORP, INC.
October 30, 2009 - April 21, 2010
J.P. TURNER & COMPANY, L.L.C.
February 23, 2006 - November 2, 2009
NATIONAL SECURITIES CORPORATION
February 12, 2004 - March 1, 2006
SALOMON GREY FINANCIAL CORPORATION
January 6, 2004 - February 6, 2004
GUNNALLEN FINANCIAL, INC
October 21, 1999 - January 21, 2004
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IAA FINANCIAL LLC
CRD#: 6578 / SEC#: , 8-18463
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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