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Anthony Vincent Rosciano

MIDLAND SECURITIES, LTD
Montclair, NJ
·CRD# 4020462·25 years experience

Professional Summary

Anthony Vincent Rosciano is a registered financial advisor currently at MIDLAND SECURITIES, LTD located in Montclair, New Jersey. Anthony is registered as a RR (Registered Representative) and started their career in finance in 2001. Anthony has worked at 14 firms and has passed the Series 66, Series 79TO, Series 52TO, SIE, Series 25, Series 7 and Series 53 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

MIDLAND SECURITIES, LTD·CRD# 23736
BD
21 Church Street 2nd Floor, Montclair, NJ 07042
May 29, 2015 - Present
NATALLIANCE SECURITIES, LLC·CRD# 39455
BD
Newark, NJ
September 16, 2013 - May 27, 2015
COHEN & COMPANY SECURITIES, LLC·CRD# 149758
BD
New York, NY
February 26, 2013 - September 6, 2013
BNY MELLON CAPITAL MARKETS, LLC·CRD# 17454
BD
New York, NY
March 30, 2012 - November 21, 2012
PERSHING LLC·CRD# 7560
BD
New York, NY
May 15, 2007 - November 21, 2012
WALNUT STREET SECURITIES, INC.·CRD# 15840
BD
Iselin, NJ
September 23, 2005 - May 14, 2007
TOWER SQUARE SECURITIES, INC.·CRD# 833
BD
Iselin, NJ
September 23, 2005 - May 14, 2007
NEW ENGLAND SECURITIES·CRD# 615
BD
Iselin, NJ
September 23, 2005 - May 14, 2007
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
Iselin, NJ
September 23, 2005 - May 14, 2007
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Iselin, NJ
September 23, 2005 - May 14, 2007
RBC CAPITAL MARKETS, LLC·CRD# 31194
RIA
West Patterson, NJ
June 24, 2004 - July 18, 2005
RBC CAPITAL MARKETS, LLC·CRD# 31194
BD
New York, NY
June 10, 2004 - July 18, 2005
MIDWOOD SECURITIES, INC.·CRD# 21520
BD
New York, NY
October 15, 2003 - October 21, 2003
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
Birmingham, AL
February 10, 2003 - October 28, 2003
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
Weehawken, NJ
May 15, 2001 - August 24, 2001

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Current Firm

MS
MIDLAND SECURITIES, LTD

ANDERSON, CHENEVIERE & CO., LTD | WELLER, ANDERSON, CHENEVIERE & CO., LTD. | WELLER, ANDERSON & CO., LTD. | MIDLAND SECURITIES, LTD

CRD#: 23736 / SEC#: 8-40685
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

1605 Lbj Freeway Suite 710, Dallas, TX 75234

Mailing Address

1605 Lbj Freeway Suite 710, Dallas, TX 75234

Phone Number

(469) 522-4309

Established

Texas since 06/11/1985

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (8 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMERICAN RESERVE SERVICE CORPORATIONLIMITED PARNER—
ALWORTH, JAMES RICHARDBRANCH MANAGER1629135
ARS WINDCHASE, INC.GENERAL PARTNER—
PHILLIPS, BRADFORD ASHLEYCEO/FINOP/CCO1730426

Disclosures

Regulatory Event

3

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(5/29/2015)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2001About the Series 66 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 25 — NYSE Trading Assistant Examination

Passed May 2003

Series 7 — General Securities Representative Examination

Passed May 2001About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2006About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Anthony Vincent Rosciano's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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