AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
AR

Anthony V. Rosciano

MIDLAND SECURITIES, LTD
Montclair, NJ 07042
Some features on this profile are disabled
CRD#: 4020462
AR

Professional summary

Anthony Vincent Rosciano is a registered financial professional currently at MIDLAND SECURITIES, LTD located in Montclair, New Jersey.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2001. Anthony has worked at 14 firms and has passed the Series 66, Series 79TO, Series 52TO, SIE, Series 25, Series 7 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Vincent Rosciano's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 29, 2015 - Present

MIDLAND SECURITIES, LTD

Office #1: 21 Church Street 2nd Floor, Montclair, NJ 07042
BD
CRD#: 23736
Montclair, NJ
Past

September 16, 2013 - May 27, 2015

NATALLIANCE SECURITIES, LLC

BD
CRD#: 39455
NEWARK, NJ
Past

February 26, 2013 - September 6, 2013

COHEN & COMPANY SECURITIES, LLC

BD
CRD#: 149758
NEW YORK, NY
Past

March 30, 2012 - November 21, 2012

BNY MELLON CAPITAL MARKETS, LLC

BD
CRD#: 17454
NEW YORK, NY
Past

May 15, 2007 - November 21, 2012

PERSHING LLC

BD
CRD#: 7560
NEW YORK, NY
Past

September 23, 2005 - May 14, 2007

WALNUT STREET SECURITIES, INC.

BD
CRD#: 15840
ISELIN, NJ
Past

September 23, 2005 - May 14, 2007

TOWER SQUARE SECURITIES, INC.

BD
CRD#: 833
ISELIN, NJ
Past

September 23, 2005 - May 14, 2007

NEW ENGLAND SECURITIES

BD
CRD#: 615
ISELIN, NJ
Past

September 23, 2005 - May 14, 2007

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
ISELIN, NJ
Past

September 23, 2005 - May 14, 2007

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ISELIN, NJ
Past

June 24, 2004 - July 18, 2005

RBC CAPITAL MARKETS, LLC

RIA
CRD#: 31194
WEST PATTERSON, NJ
Past

June 10, 2004 - July 18, 2005

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

October 15, 2003 - October 21, 2003

MIDWOOD SECURITIES, INC.

BD
CRD#: 21520
NEW YORK, NY
Past

February 10, 2003 - October 28, 2003

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
BIRMINGHAM, AL
Past

May 15, 2001 - August 24, 2001

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New Jersey
(5/29/2015)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/15/2001
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 25
Date: 5/21/2003
NYSE Trading Assistant Examination
General Industry/Product Exam
RR
Series 7
Date: 5/7/2001
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/7/2006
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MS
MIDLAND SECURITIES, LTD
ANDERSON, CHENEVIERE & CO., LTD | WELLER, ANDERSON, CHENEVIERE & CO., LTD. | WELLER, ANDERSON & CO., LTD. | MIDLAND SECURITIES, LTD

CRD#: 23736 / SEC#: , 8-40685

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
1605 Lbj Freeway Suite 710, Dallas, TX 75234
Mailing Address
1605 Lbj Freeway Suite 710, Dallas, TX 75234
Phone number
(469) 522-4309
Established
Texas since 06/11/1985
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMERICAN RESERVE SERVICE CORPORATIONLIMITED PARNER
ALWORTH, JAMES RICHARDBRANCH MANAGER1629135
ARS WINDCHASE, INC.GENERAL PARTNER
PHILLIPS, BRADFORD ASHLEYCEO/FINOP/CCO1730426

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIDLAND SECURITIES, LTD

CRD#: 23736Montclair, NJ 07042

TRUST BUT VERIFY

Monitor Anthony Rosciano

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Sungmin Ryan Park
Sungmin Ryan ParkAdvisorCheck Check Mark
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IAR
RR
Florham Park, NJ
Richard Gaspare Dragotta
Richard DragottaAdvisorCheck Check Mark
LPL FINANCIAL LLC
IAR
RR
Paramus, NJ
Peter Faulkner Kettle
Peter KettleAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Brooklyn, NY
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics