James P. Huang

STANCORP INVESTMENT ADVISERS

Everett, WA

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CRD#: 4020305

Professional summary

James Pei-yuen Huang, who also goes by James P Huang, James Pei-yuen Huang, Pei-yuen Huang, is a registered financial advisor currently at STANCORP INVESTMENT ADVISERS, INC. located in Everett, Washington and STANCORP EQUITIES, INC. located in Portland, Oregon.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. James has worked at 7 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James P Huang | James Pei-Yuen Huang | Pei-Yuen Huang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am currently a Senior Director & Assistant Counsel of Standard Insurance Company, and I've held this position since June, 2018. In this capacity, I provide legal advice to the company and its affiliates. The company is located at 1100 SW 6th Avenue, Portland, OR. It is an insurance company. As of March 2020, I devote 30% of my time to this OBA. North Dakota Life & Health Insurance Guarantee Association; Not investment related; Fargo, ND; Provides protections to ND insurers in the case of insolvency; Board Member; Start date 12/18/24; .01 hours spent per month, .01 during trading hours; Reviews and Recommends bail out

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Pei-yuen Huang's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 16, 2020 - Present

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

Everett, WA

Current

March 27, 2020 - Present

STANCORP EQUITIES, INC.

Office #1: 1100 Sw Sixth Avenue, Portland, OR 97204-1093

CRD#: 19517

Portland, OR

Past

October 13, 2006 - July 9, 2007

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

October 13, 2006 - April 16, 2015

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

June 16, 2003 - May 31, 2005

MMC SECURITIES LLC

CRD#: 103846

NEW YORK, NY

Past

August 21, 2001 - June 16, 2003

MARSH & MCLENNAN SECURITIES CORPORATION

CRD#: 556

NEW YORK, NY

Past

October 20, 1999 - May 24, 2000

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STANCORP INVESTMENT ADVISERS, INC.

STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD

CRD#: 110228 / SEC#: 801-57811

RIA

Registered Investment Advisory firm - (7/31/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Oregon
(4/16/2020)

IAR

Oregon
(4/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/5/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 10/19/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/1/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

STANCORP INVESTMENT ADVISERS, INC.

STANCORP INVESTMENT ADVISERS, INC. | THE STANDARD

CRD#: 110228 / SEC#: 801-57811

RIA

Registered Investment Advisory firm - (7/31/2000 Approved)

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Contact information

Main Address

1100 Sw Sixth Avenue, Portland, OR 97204

Mailing Address

900 Sw Fifth Avenue C22, Portland, OR 97204

Phone number

(800) 858-5420

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

SIA FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	103,728
AUM (Assets Under Management)	$ 33,592,166,292

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/29/2025	Cover Page	Report
03/28/2024	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James P. Huang

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Pei-yuen Huang's CRS (Customer Relationship Summary).

Certified licenses

Experience

STANCORP EQUITIES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

MMC SECURITIES LLC

MARSH & MCLENNAN SECURITIES CORPORATION

LPL FINANCIAL LLC

Primary Firm SEC Registration

STANCORP INVESTMENT ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/5/1999

Series 7

Date: 10/19/1999

Series 24

Date: 11/1/1999

FINRA

Current Firm

STANCORP INVESTMENT ADVISERS, INC.

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STANCORP INVESTMENT ADVISERS, INC.

TRUST BUT VERIFY

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