Matthew D. Simmons
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Daniel Simmons, who also goes by Fru Simmons, Matt Simmons, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1999. Matthew had worked at 11 firms and has passed the Series 66, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2012 - November 4, 2014
PRIVATE CLIENT GROUP
October 24, 2011 - June 14, 2012
PRIVATE CLIENT LLC
July 29, 2011 - July 27, 2012
FSC SECURITIES CORPORATION
February 22, 2010 - August 19, 2011
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
July 28, 2009 - August 1, 2011
SECURITIES SERVICE NETWORK, LLC
August 3, 2006 - July 29, 2009
HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS
October 31, 2005 - July 29, 2009
OSAIC SERVICES, INC.
June 13, 2005 - October 31, 2005
SUNAMERICA SECURITIES, INC.
August 11, 2003 - June 15, 2005
METROPOLITAN LIFE INSURANCE COMPANY
August 11, 2003 - June 15, 2005
MSI FINANCIAL SERVICES, INC.
September 22, 1999 - August 12, 2003
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PRIVATE CLIENT GROUP
CRD#: 165178 / SEC#: 801-78545
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
