Thomas D. Robson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Douglas Robson was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1972. Thomas had worked at 12 firms and has passed the SIE, Series 7, Series 3 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2008 - December 9, 2019
GELBER SECURITIES, LLC
September 22, 2008 - November 5, 2008
BARCLAYS CAPITAL INC.
April 20, 2004 - September 22, 2008
LEHMAN BROTHERS INC.
October 9, 1992 - March 14, 1995
EASTBRIDGE CAPITAL INC.
January 17, 1991 - March 18, 1992
LEHMAN SPECIAL SECURITIES INC.
April 9, 1990 - March 18, 1992
LEHMAN GOVERNMENT SECURITIES INC.
August 7, 1980 - June 27, 1984
LEHMAN BROTHERS KUHN LOEB INCORPORATED
May 22, 1980 - March 18, 1992
LEHMAN BROTHERS INC.
March 21, 1979 - June 19, 1980
E. F. HUTTON & COMPANY INC
June 17, 1977 - March 12, 1979
SBC WARBURG DILLON READ INC.
July 30, 1974 - March 24, 1977
STUART BROTHERS
February 22, 1974 - August 5, 1974
ASIEL & CO. LLC
June 12, 1972 - November 11, 1973
SHEARSON, HAMMILL & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 6/8/1972
Registered Representative ExaminationCurrent Firm
GELBER SECURITIES, LLC
CRD#: 18367 / SEC#: , 8-36696
Contact information
FINRA licenses (7 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GELBER GROUP, LLC | DELAWARE LIMITED LIABILITY CORPORATION/MANAGING MEMBER | |
| COFFEY, PATRICK JOSEPH | CHIEF OPERATING OFFICER/FINANCIAL AND OPERATIONS PRINCIPAL/PRINCIPAL OPERATIONS OFFICER | 7262848 |
| DUNSKY, LISA ANN | CHIEF LEGAL OFFICER | |
| GELBER, BRIAN ROGER | CHIEF EXECUTIVE OFFICER | 839297 |
| HAZE, DANIEL M | CHIEF COMPLIANCE OFFICER | 7393008 |
| HILBURGER, JAMES ROBERT | CHIEF FINANCIAL OFFICER/ PRINCIPAL FINANCIAL OFFICER | 4570079 |
| LONTEEN, CHRISTIAN MATTHEW | MANAGING DIRECTOR OF TRADING | 5793881 |
| MAHLER, MATTHEW CARL | PRESIDENT/PRINCIPAL OPTIONS OFFICER | 4987267 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
