FL
Frank A. Landino
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CRD#: 4019176
FL
Frank Anthony Landino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank Anthony Landino was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1999. Frank had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 07/2014 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITIES, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: CORAGGIO, LLC INVESTMENT RELATED: NO ADDRESS: 250 STATE ST, UNIT F1, NORTH HAVEN, CT 06473 ; NATURE OF BUSINESS: REAL ESTATE ; START DATE: 10/2020 ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: CO-OWNER, OWN BUILDING THAT OFFICE RESIDES IN 3) NAME OF OTHER BUSINESS: NO NAME INVESTMENT RELATED: NO ADDRESS: 565 WASHINGTON AVENUE NORTH HAVEN, CT 06473 NATURE OF BUSINESS: REAL ESTATE START DATE: 01/2013 APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: FLIPPING INVESTMENT PROPERTIES 4) NAME OF OTHER BUSINESS: HEALTH INSURANCE ASSOCIATES, LLP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INSURANCE SALES START DATE: 12/2010 APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 10 BRIEF DESCRIPTION OF DUTIES: SELL FIXED INSURANCE PRODUCTS 5) NAME OF OTHER BUSINESS: FOCUS FINANCIAL CENTER, LLC INVESTMENT RELATED: NO ADDRESS: 565 WASHINGTON AVENUE #1 NORTH HAVEN, CT 06473 NATURE OF BUSINESS: HOLDING COMPANY START DATE: 01/01/2013 APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: CO-OWNER, MEMBER OF HOLDING COMPANY WHICH IS CORPORATE FOR TAX PURPOSES (6) NAME OF OTHER BUSINESS: WEALTH MANAGER, LLC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 07/2011 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES 7) NAME OF OTHER BUSINESS: HARBOR BY THE SEA INVESTMENT RELATED: NO ADDRESS: 401 COLLINS AVE MIAMI BEACH, FL 33139 NATURE OF BUSINESS: CO-OP, NON-PROFIT START DATE: 01/2014 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 BRIEF DESCRIPTION OF DUTIES: BOARD MEMBER / TREASURER - PRIMARY DUTY IS BUDGETING 8) NAME OF OTHER BUSINESS: ITALIAN YOUTH FOUNDATION ; INVESTMENT RELATED: NO ; ADDRESS: 602 NORTH HAVEN CT 00473 ; NATURE OF BUSINESS: NON-PROFIT/ CHARITY ; START DATE: 10/2020 ; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: VOTE ON EDUCATION AWARDS AND CHARITABLE DONATIONS, PARTICIPATE IN FUNDRAISING; 9) NAME OF OTHER BUSINESS: ROYALTY MEDIA, LLC (NORTH HAVEN MAGAZINE) INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ADVERTISEMENT MAGAZINE; START DATE: 8/2023; POSITION/TITLE/RELATIONSHIP: PART OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: INVESTOR ONLY;
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
June 29, 2023 - December 20, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
NORTH HAVEN, CT
Past
August 4, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
NORTH HAVEN, CT
Past
August 4, 2014 - December 20, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
NORTH HAVEN, CT
Past
February 10, 2009 - August 18, 2014
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
MINNEAPOLIS, MN
Past
February 10, 2009 - August 18, 2014
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
NORTH HAVEN, CT
Past
January 10, 2008 - February 4, 2009
ADVICEONE ADVISORY SERVICES, LLC
RIA
CRD#: 111614
NORTH HAVEN, CT
Past
December 6, 2000 - January 10, 2008
EVERETT FINANCIAL GROUP
RIA
CRD#: 111306
NORTH HAVEN, CT
Past
January 21, 2000 - December 31, 2008
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
NORTH HAVEN, CT
Past
November 17, 1999 - January 24, 2000
LPL FINANCIAL LLC
BD
CRD#: 6413
FORT MILL, SC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Loading...
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
