BA
Brian J. Anderson
ADVANTAGE CAPITAL
AUSTIN, TX 78746
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CRD#: 4018854
BA
Professional summary
Brian J Anderson is a registered financial advisor currently at ADVANTAGE CAPITAL located in Austin, Texas.
Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brian has worked at 5 firms and has passed the Series 7 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Society for Human Resource Management (non investment-related):
Provides input on various corporate development projects. Participates with a team of consultants to offer a perspective on strategic partnerships the society is considering (including asset purchases). Began as a consultant on May 21, 2020, and the agreement terminates on November 21, 2020. Devotes 0 hours to this during trading hours and 10-20 hours a month after business hours and on weekends. This organization is a 501(c)(3) not-for-profit and is located at 1800 Duke Street, Alexandria, VA 22314.
Black Dahlia/Grassland Botanicals (non investment-related):
Advise the CEO on all business-related issues as a board observer. This is an online CBD company based in San Francisco, CA. Spends 0 hours during trading hours and 2 hours per week after business hours.
CRS (Client Relationship Summary) - RIA
Click below to view Brian J Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 24, 2020 - Present
ADVANTAGE CAPITAL
Office #1: 900 S. Capital Of Texas Highway Las Cimas Building 4, Suite 480, Austin, TX 78746RIA
CRD#: 171365
AUSTIN, TX
Past
February 5, 2001 - March 17, 2003
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
NEW YORK, NY
Past
December 18, 2000 - January 26, 2001
CREDIT SUISSE SECURITIES (USA) LLC
BD
CRD#: 816
NEW YORK, NY
Past
March 16, 2000 - December 18, 2000
PERSHING LLC
BD
CRD#: 7560
JERSEY CITY, NJ
Past
February 23, 2000 - March 30, 2000
THE ROBINSON-HUMPHREY COMPANY, LLC
BD
CRD#: 723
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ADVANTAGE CAPITAL
AC FED LIHTC MANAGER 1B, LLC (RELYING ADVISER) | TEXAS ACP VENTURE PARTNERS I, L.L.C. (RELYING ADVISER) | ETCF MANAGEMENT LLC (RELYING ADVISER) | ADVANTAGE CAPITAL TEXAS VENTURES GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL PARTNERS | ADVANTAGE CAPITAL MANAGEMENT CORPORATION | ADVANTAGE CAPITAL INVESTMENT ADVISER, LLC | ADVANTAGE CAPITAL ETCF GP, LLC (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS MANAGER, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL
CRD#: 171365 / SEC#: 801-80355
RIA
Registered Investment Advisory firm - (9/30/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/24/2020)
Exams
General Industry/Product Exam
Current Firm
AC
ADVANTAGE CAPITAL
AC FED LIHTC MANAGER 1B, LLC (RELYING ADVISER) | TEXAS ACP VENTURE PARTNERS I, L.L.C. (RELYING ADVISER) | ETCF MANAGEMENT LLC (RELYING ADVISER) | ADVANTAGE CAPITAL TEXAS VENTURES GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL PARTNERS | ADVANTAGE CAPITAL MANAGEMENT CORPORATION | ADVANTAGE CAPITAL INVESTMENT ADVISER, LLC | ADVANTAGE CAPITAL ETCF GP, LLC (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS MANAGER, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL AGRIBUSINESS GP, L.L.C. (RELYING ADVISER) | ADVANTAGE CAPITAL
CRD#: 171365 / SEC#: 801-80355
RIA
Registered Investment Advisory firm - (9/30/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
909 Poydras Street Suite 2230, New Orleans, LA 70112-4003
Mailing Address
Phone number
(504) 522-4850
Established
Firm type
Fiscal year end
# of Employees
215
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13 |
| AUM (Assets Under Management) | $ 789,906,562 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
