Stephanie E. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephanie Elaine Taylor, who also goes by Stephaine Elaine Markgraf, Stephanie E Markgraf, Stephanie Elaine Markgraf, Stephanie Markgraf, Stephanie Elaine Mills, Stephanie Mills, Stephanie Rogers, was a registered financial professional .
Stephanie is a previously registered financial professional and started their career in finance in 2000. Stephanie had worked at 7 firms and has passed the Series 63, Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2022 - April 20, 2026
HOMESTEAD ADVISERS CORP.
October 4, 2022 - April 20, 2026
HOMESTEAD FINANCIAL SERVICES CORP.
November 23, 2020 - September 15, 2022
SAXONY SECURITIES, INC.
March 8, 2018 - December 21, 2018
SAXONY SECURITIES, INC.
February 5, 2018 - September 16, 2022
PLAN GROUP FINANCIAL, INC.
May 24, 2016 - September 30, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 22, 2008 - December 2, 2009
WELLS FARGO CLEARING SERVICES, LLC
October 22, 2008 - December 2, 2009
WELLS FARGO CLEARING SERVICES, LLC
August 8, 2005 - October 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 15, 2000 - October 6, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
HOMESTEAD ADVISERS CORP.
CRD#: 109845 / SEC#: 801-37391
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOMESTEAD ADVISERS CORP.
CRD#: 109845 / SEC#: 801-37391
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 19 |
| AUM (Assets Under Management) | $ 7,735,038,928 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
