Jeff D. Rosenberger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeff Darin Rosenberger, who also goes by Jeff Rosenberger, was a registered financial professional .
Jeff is a previously registered financial professional and started their career in finance in 2013. Jeff had worked at 2 firms and has passed the Series 65 exam.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2016 - January 2, 2026
GUIDELINE INVESTMENTS, LLC
June 10, 2013 - March 31, 2016
WEALTHFRONT ADVISERS LLC
Primary Firm SEC Registration
GUIDELINE INVESTMENTS, LLC
CRD#: 281515 / SEC#: 801-106732
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
GUIDELINE INVESTMENTS, LLC
CRD#: 281515 / SEC#: 801-106732
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 792,653 |
| AUM (Assets Under Management) | $ 16,494,894,029 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 11/26/2024 | ||
| 10/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
