Jeff D. Rosenberger

GUIDELINE INVESTMENTS

Burlingame, CA 94010

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CRD#: 4018505

Professional summary

Jeff Darin Rosenberger, who also goes by Jeff Rosenberger, is a registered financial advisor currently at GUIDELINE INVESTMENTS, LLC located in Burlingame, California.

Jeff is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Jeff has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Rosenberger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff Darin Rosenberger's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 22, 2016 - Present

GUIDELINE INVESTMENTS, LLC

Office #1: 1412 Chapin Avenue, Burlingame, CA 94010

RIA

CRD#: 281515

Burlingame, CA

Past

June 10, 2013 - March 31, 2016

WEALTHFRONT ADVISERS LLC

RIA

CRD#: 148456

REDWOOD CITY, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUIDELINE INVESTMENTS, LLC

GUIDELINE | GUIDELINE, INC. | GUIDELINE INVESTMENTS, LLC | GUIDELINE INVESTMENTS, L.L.C.

CRD#: 281515 / SEC#: 801-106732

RIA

Registered Investment Advisory firm - (10/8/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/22/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/7/2013

Uniform Investment Adviser Law Examination

Current Firm

GUIDELINE INVESTMENTS, LLC

GUIDELINE | GUIDELINE, INC. | GUIDELINE INVESTMENTS, LLC | GUIDELINE INVESTMENTS, L.L.C.

CRD#: 281515 / SEC#: 801-106732

RIA

Registered Investment Advisory firm - (10/8/2015 Approved)

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Contact information

Main Address

1412 Chapin Avenue, Burlingame, CA 94010

Mailing Address

Phone number

(888) 228-3491

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - GUIDELINE INVESTMENTS, LLC (10/3/2025)

Regulatory assets under management

Total Number of Accounts	792,653
AUM (Assets Under Management)	$ 16,494,894,029

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/26/2024	Cover Page	Report
10/24/2023	Cover Page	Report
11/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeff D. Rosenberger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff Darin Rosenberger's CRS (Customer Relationship Summary).

Certified licenses

Experience

GUIDELINE INVESTMENTS, LLC

WEALTHFRONT ADVISERS LLC

Primary Firm SEC Registration

GUIDELINE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/7/2013

Current Firm

GUIDELINE INVESTMENTS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GUIDELINE INVESTMENTS, LLC

TRUST BUT VERIFY

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