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CL

Craig L. Lawson

HYDE PARK CAPITAL ADVISORS
San Francisco, CA 94111
Some features on this profile are disabled
CRD#: 4018227
CL

Professional summary

Craig Licht Lawson is a registered financial professional currently at HYDE PARK CAPITAL ADVISORS, LLC located in San Francisco, California.

Craig is registered as a RR (Registered Representative) and started their career in finance in 1999. Craig has worked at 9 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Craig Licht Lawson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 16, 2024 - Present

HYDE PARK CAPITAL ADVISORS, LLC

Office #1: 505 Montgomery Street 11th Floor, Suite 1106, San Francisco, CA 94111
BD
CRD#: 104271
San Francisco, CA
Past

October 1, 2020 - May 9, 2024

COWEN AND COMPANY

BD
CRD#: 7616
San Francisco, CA
Past

November 19, 2013 - October 21, 2020

ALTACCESS SECURITIES COMPANY, L.P.

BD
CRD#: 119441
SAN FRANCISCO, CA
Past

February 21, 2013 - July 24, 2014

FIRST CRAFT SECURITIES, LLC

BD
CRD#: 159680
SAN FRANCISCO, CA
Past

November 18, 2010 - April 9, 2013

INSTREAM PARTNERS LLC

BD
CRD#: 110443
SAN FRANCISCO, CA
Past

May 4, 2007 - September 24, 2010

HARRIS WILLIAMS

BD
CRD#: 113930
SAN FRANCISCO, CA
Past

March 12, 2004 - April 24, 2007

BANC OF AMERICA SECURITIES LLC

BD
CRD#: 26091
SAN FRANCISCO, CA
Past

April 19, 2002 - January 27, 2004

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

September 29, 1999 - March 14, 2002

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/19/2024)
RR
Florida
(8/16/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 9/24/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/4/2008
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

HP
HYDE PARK CAPITAL ADVISORS, LLC
HYDE PARK CAPITAL ADVISORS, LLC

CRD#: 104271 / SEC#: , 8-52747

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
701 N. Franklin Street, Tampa, FL 33602
Mailing Address
701 N. Franklin Street, Tampa, FL 33602
Phone number
(813) 383-0202
Established
Florida since 01/07/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
HYDE PARK CAPITAL PARTNERS, LLCOWNER
HENDERSON, STUART ROBERTFINOP1121476
HILL, JOHN HEATON JRMANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER

Disclosures

Regulatory Event1

Red Flags

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Company Information

HYDE PARK CAPITAL ADVISORS, LLC

CRD#: 104271San Francisco, CA 94111

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