Ian Stuart Baker | Financial Professional | Red Bank, New Jersey | IHT WEALTH MANAGEMENT LLC

Professional summary

Ian Stuart Baker is a registered financial advisor currently at IHT WEALTH MANAGEMENT LLC located in Red Bank, New Jersey and LPL FINANCIAL LLC located in Red Bank, New Jersey.

Ian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Ian has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 5/5/2016 - PRB Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 40 Hours Per Month/8 Hours During Securities Trading. 2. 5/5/2016 - PRB Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - 10 Hours Per Month/2 Hours During Securities Trading - Time Spent 10% - Life insurance, disability, LTC, and health. 3. 9/4/2020 - IHT Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 09/01/2020 - 50 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through IHT Wealth Management, an independent investment advisor firm. I started this business activity in 09/2020. I expect to spend approximately 50 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 6/3/2021 - IHT Wealth Management - DBA: (Hybrid) Bridge Benefit Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 10/08/2020 - 10 Hours Per Month During Securities Trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Stuart Baker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2021 - Present

IHT WEALTH MANAGEMENT LLC

Office #1: 331 Newman Springs Road, Suite 132, Red Bank, NJ 07701

RIA

CRD#: 171481

Red Bank, NJ

Current

May 5, 2016 - Present

LPL FINANCIAL LLC

Office #1: 331 Newman Springs Rd Ste 132, Red Bank, NJ 07701

RIA

BD

CRD#: 6413

Red Bank, NJ

Past

May 26, 2016 - October 14, 2020

PRIVATE ADVISOR GROUP, LLC

RIA

CRD#: 155216

New York, NY

Past

June 30, 2006 - June 3, 2016

AMERITAS INVESTMENT COMPANY, LLC

BD

CRD#: 14869

NEW YORK, NY

Past

November 18, 2002 - June 30, 2006

CARILLON INVESTMENTS, INC.

BD

CRD#: 14646

NEW YORK, NY

Past

December 16, 1999 - November 20, 2002

VERAVEST INVESTMENTS, INC.

BD

CRD#: 3960

WORCESTER, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Arizona
(1/2/2022)

RR

California
(5/19/2016)

RR

Connecticut
(5/5/2016)

RR

District of Columbia
(5/19/2016)

RR

Florida
(5/16/2016)

RR

Illinois
(4/21/2022)

RR

Maryland
(5/19/2016)

RR

Massachusetts
(5/19/2016)

RR

Mississippi
(5/19/2016)

RR

Montana
(5/19/2016)

RR

New Jersey
(5/5/2016)

IAR

New Jersey
(11/20/2024)

RR

New York
(5/5/2016)

IAR

New York
(3/19/2021)

RR

North Carolina
(6/22/2016)

RR

North Dakota
(5/19/2016)

RR

Oregon
(5/19/2016)

RR

Pennsylvania
(5/19/2016)

RR

South Carolina
(5/19/2016)

RR

Texas
(5/19/2016)

RR

Vermont
(2/23/2021)

RR

Virginia
(5/19/2016)

RR

Washington
(5/19/2016)

RR

Wisconsin
(5/19/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

Series 63

Date: 1/8/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 12/15/1999

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606

Mailing Address

Phone number

(855) 295-2828

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	23,131
AUM (Assets Under Management)	$ 6,376,084,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ian S. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ian Stuart Baker's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

PRIVATE ADVISOR GROUP, LLC

AMERITAS INVESTMENT COMPANY, LLC

CARILLON INVESTMENTS, INC.

VERAVEST INVESTMENTS, INC.

Primary Firm SEC Registration

IHT WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 1/8/2000

SIE

Date: 10/1/2018

Series 7

Date: 12/15/1999

FINRA

Current Firm

IHT WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IHT WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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