Heath G. Grossman

JOHNSON BRUNETTI

Wethersfield, CT 06109

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CRD#: 4018002

Professional summary

Heath G Grossman, CFP®, who also goes by Heath Geoffrey Grossman, is a registered financial advisor currently at JOHNSON BRUNETTI located in Wethersfield, Connecticut.

Heath is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Heath has worked at 12 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Heath Geoffrey Grossman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. JOHNSON BRUNETTI (DBA) INSURANCE SERVICES. SALE OF LIFE AND HEALTH INSURANCE AND LONG TERM CARE AND FIXED ANNUITIES. PART TIME. COMMISSION BASED. NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heath G Grossman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

June 2, 2014 - Present

JOHNSON BRUNETTI

Office #1: 100 Great Meadow Road Suite 502, Wethersfield, CT 06109

RIA

CRD#: 171168

Wethersfield, CT

Past

November 16, 2012 - June 2, 2014

SILVER OAK SECURITIES, INCORPORATED

RIA

CRD#: 46947

WETHERSFIELD, CT

Past

July 24, 2012 - April 20, 2017

SILVER OAK SECURITIES, INCORPORATED

CRD#: 46947

WETHERSFIELD, CT

Past

July 29, 2011 - May 22, 2012

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

CRD#: 37819

HARTFORD, CT

Past

July 29, 2011 - May 22, 2012

HARTFORD FUNDS DISTRIBUTORS, LLC

CRD#: 45995

SIMSBURY, CT

Past

July 26, 2007 - September 28, 2009

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

March 21, 2005 - March 6, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

March 4, 2004 - March 7, 2005

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

Past

August 1, 2003 - January 23, 2004

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

April 29, 2003 - August 1, 2003

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

May 22, 2001 - March 10, 2003

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

December 17, 1999 - March 29, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 17, 1999 - March 29, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

JOHNSON BRUNETTI

ALERA GROUP WEALTH SERVICES | JOHNSON BRUNETTI | JB CAPITAL LLC

CRD#: 171168 / SEC#: 801-79713

RIA

Registered Investment Advisory firm - (5/9/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(6/2/2014)

IAR

Georgia
(1/6/2022)

IAR

Massachusetts
(3/21/2018)

IAR

Texas
(1/2/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/17/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/16/1999

General Securities Representative Examination

Current Firm

JOHNSON BRUNETTI

ALERA GROUP WEALTH SERVICES | JOHNSON BRUNETTI | JB CAPITAL LLC

CRD#: 171168 / SEC#: 801-79713

RIA

Registered Investment Advisory firm - (5/9/2014 Approved)

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Contact information

Main Address

100 Great Meadow Road Suite 502, Wethersfield, CT 06109

Mailing Address

Phone number

(860) 372-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - JB CAPITAL_05.27.2025 (5/28/2025)

FORM ADV PART 2A - JB CAPITAL_02.19.2025 (5/28/2025)

Regulatory assets under management

Total Number of Accounts	12,863
AUM (Assets Under Management)	$ 2,105,849,981

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Heath G. Grossman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Heath G Grossman's CRS (Customer Relationship Summary).

Certified licenses

Experience

SILVER OAK SECURITIES, INCORPORATED

SILVER OAK SECURITIES, INCORPORATED

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

HARTFORD FUNDS DISTRIBUTORS, LLC

ALLIANCEBERNSTEIN INVESTMENTS, INC.

MORGAN STANLEY DW INC.

FIRST ALLIED SECURITIES, INC.

WALNUT STREET SECURITIES, INC.

NATHAN & LEWIS SECURITIES, INC.

VP DISTRIBUTORS LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

JOHNSON BRUNETTI

State Registrations and Notice Filings

Exams

Series 66

Date: 2/17/2000

SIE

Date: 4/20/2017

Series 7

Date: 12/16/1999

Current Firm

JOHNSON BRUNETTI

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

JOHNSON BRUNETTI

TRUST BUT VERIFY

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