JH
Julie H. Hong
TPG CAPITAL BD
San Francisco, CA 94104
Some features on this profile are disabled
CRD#: 4017857
JH
Professional summary
Julie Hong Hong, who also goes by Julie Hong Clayton, Jules Hong, is a registered financial professional currently at TPG CAPITAL BD, LLC located in San Francisco, California.
Julie is registered as a RR (Registered Representative) and started their career in finance in 2005. Julie has worked at 2 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Julie Hong Clayton | Jules Hong
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Julie Hong Hong's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2013 - Present
TPG CAPITAL BD, LLC
Office #1: 345 California Street Suite 3300, San Francisco, CA 94104Office #2: 245 Park Avenue 26th Floor, New York, NY 10167BD
CRD#: 143876
San Francisco, CA
Past
January 1, 2005 - September 3, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/4/2013)
RR
Alaska(10/4/2013)
RR
Arizona(10/4/2013)
RR
Arkansas(10/4/2013)
RR
California(10/4/2013)
RR
Colorado(10/4/2013)
RR
Connecticut(10/4/2013)
RR
Delaware(10/4/2013)
RR
District of Columbia(10/4/2013)
RR
Florida(10/4/2013)
RR
Georgia(10/4/2013)
RR
Hawaii(10/4/2013)
RR
Idaho(10/4/2013)
RR
Illinois(10/4/2013)
RR
Indiana(10/4/2013)
RR
Iowa(10/4/2013)
RR
Kansas(10/4/2013)
RR
Kentucky(10/4/2013)
RR
Louisiana(10/4/2013)
RR
Maine(10/4/2013)
RR
Maryland(10/4/2013)
RR
Massachusetts(10/4/2013)
RR
Michigan(10/4/2013)
RR
Minnesota(10/4/2013)
RR
Mississippi(10/4/2013)
RR
Missouri(10/4/2013)
RR
Montana(10/4/2013)
RR
Nebraska(10/4/2013)
RR
Nevada(10/4/2013)
RR
New Hampshire(10/4/2013)
RR
New Jersey(10/4/2013)
RR
New Mexico(10/4/2013)
RR
New York(10/4/2013)
RR
North Carolina(10/4/2013)
RR
North Dakota(10/4/2013)
RR
Ohio(10/4/2013)
RR
Oklahoma(10/4/2013)
RR
Oregon(10/4/2013)
RR
Pennsylvania(10/4/2013)
RR
Rhode Island(10/4/2013)
RR
South Carolina(10/4/2013)
RR
South Dakota(10/4/2013)
RR
Texas(10/4/2013)
RR
Utah(10/4/2013)
RR
Vermont(10/4/2013)
RR
Virginia(10/4/2013)
RR
Washington(10/4/2013)
RR
West Virginia(10/4/2013)
RR
Wisconsin(10/4/2013)
RR
Wyoming(10/4/2013)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TC
TPG CAPITAL BD, LLC
TPG CAPITAL BD, LLC
CRD#: 143876 / SEC#: , 8-67616
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Mailing Address
301 Commerce Street Ste 3300, Fort Worth, TX 76102
Phone number
(817) 871-4000
Established
Texas since 03/21/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
