SJ
Sujan Jain
BIVO FINANCIAL
LOS GATOS, CA 95032
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CRD#: 4017732
SJ
Professional summary
Sujan Jain is a registered financial professional currently at BIVO FINANCIAL LLC located in Los Gatos, California.
Sujan is registered as a RR (Registered Representative) and started their career in finance in 1999. Sujan has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Sujan Jain's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 25, 2024 - Present
BIVO FINANCIAL LLC
Office #1: 14551 La Rinconada Dr, Los Gatos, CA 95032BD
CRD#: 331283
LOS GATOS, CA
Past
February 21, 2001 - November 8, 2001
LAZARD FRERES & CO. LLC
BD
CRD#: 2528
NEW YORK, NY
Past
October 15, 1999 - April 27, 2000
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/19/2025)
RR
Alaska(1/3/2025)
RR
Arizona(1/8/2025)
RR
Arkansas(2/14/2025)
RR
California(12/12/2024)
RR
Colorado(1/2/2025)
RR
Connecticut(1/2/2025)
RR
Delaware(1/9/2025)
RR
District of Columbia(1/8/2025)
RR
Florida(1/31/2025)
RR
Georgia(2/10/2025)
RR
Hawaii(1/6/2025)
RR
Idaho(1/2/2025)
RR
Illinois(1/10/2025)
RR
Indiana(1/31/2025)
RR
Iowa(1/2/2025)
RR
Kansas(1/8/2025)
RR
Kentucky(1/6/2025)
RR
Louisiana(1/9/2025)
RR
Maine(1/6/2025)
RR
Maryland(1/29/2025)
RR
Massachusetts(2/3/2025)
RR
Michigan(1/6/2025)
RR
Minnesota(1/2/2025)
RR
Mississippi(12/13/2024)
RR
Missouri(4/22/2025)
RR
Montana(1/6/2025)
RR
Nebraska(1/6/2025)
RR
Nevada(1/2/2025)
RR
New Hampshire(3/18/2025)
RR
New Jersey(1/3/2025)
RR
New Mexico(1/8/2025)
RR
New York(1/5/2025)
RR
North Carolina(1/2/2025)
RR
North Dakota(1/31/2025)
RR
Ohio(12/16/2024)
RR
Oklahoma(1/8/2025)
RR
Oregon(1/9/2025)
RR
Pennsylvania(1/6/2025)
RR
Puerto Rico(2/4/2025)
RR
Rhode Island(1/6/2025)
RR
South Carolina(1/2/2025)
RR
South Dakota(1/6/2025)
RR
Tennessee(12/20/2024)
RR
Texas(2/27/2025)
RR
Utah(1/2/2025)
RR
Vermont(1/3/2025)
RR
Virgin Islands(4/7/2025)
RR
Virginia(1/9/2025)
RR
Washington(1/6/2025)
RR
West Virginia(1/9/2025)
RR
Wisconsin(1/3/2025)
RR
Wyoming(1/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/21/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BF
BIVO FINANCIAL LLC
BIVO FINANCIAL LLC
CRD#: 331283 / SEC#: , 8-71236
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information
Main Address
14551 La Rinconada Dr, Los Gatos, CA 95032
Mailing Address
14551 La Rinconada Dr, Los Gatos, CA 95032
Phone number
(408) 940-5021
Established
Delaware since 04/11/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Red Flags
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Company Information
BIVO FINANCIAL LLC
CRD#: 331283Los Gatos, CA 95032TRUST BUT VERIFY
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