Paul J. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul John Robinson was a registered financial advisor .
Paul is a previously registered financial advisor and started their career in finance in 1972. Paul had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 1, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2005 - January 10, 2008
GENEOS WEALTH MANAGEMENT, INC.
February 26, 2003 - December 31, 2019
GENEOS WEALTH MANAGEMENT, INC.
November 1, 1996 - February 26, 2003
FOX & COMPANY INVESTMENTS INC.
February 22, 1991 - October 28, 1996
PEACOCK, HISLOP, STALEY & GIVEN, INC.
October 24, 1990 - February 14, 1991
PRINCETON AMERICAN EQUITIES CORPORATION
August 1, 1988 - December 6, 1989
A. T. BROD & CO. INC.
January 7, 1987 - January 12, 1990
FITZGERALD, DEARMAN & ROBERTS, INC.
January 7, 1980 - January 19, 1987
FIRST AFFILIATED SECURITIES, INC.
March 3, 1975 - January 6, 1980
FOSTER & MARSHALL INC.
March 28, 1972 - April 3, 1975
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/24/1972
Registered Representative ExaminationCurrent Firm
GENEOS WEALTH MANAGEMENT, INC.
CRD#: 120894 / SEC#: 801-62331, 8-65357
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GWM HOLDINGS, INC | STOCKHOLDER | |
| BRUBAKER-RAGER, JODEE MAY | PRESIDENT & CHIEF COMPLIANCE OFFICER | 1888958 |
| DIACHOK, RUSSELL RHINE | DIRECTOR | 1049804 |
| DIACHOK, RYAN WESLEY | CEO | 4047236 |
| HELMS, JEFFREY WRIGHT | DIRECTOR | 1346620 |
| OLSON, RAYMOND COREY | CFO | 1527445 |
| RAGER, DEAN ALLEN | CHIEF OPERATING OFFICER & CHIEF ADVISORY COMPLIANCE OFFICER | 2852133 |
Regulatory assets under management
| Total Number of Accounts | 22,073 |
| AUM (Assets Under Management) | $ 5,597,034,535 |
Disclosures
| Regulatory Event | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
