Mikel L. Parker
Professional summary
Mikel Lee Parker is a registered financial professional currently at ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC located in Charleston, South Carolina.
Mikel is registered as a RR (Registered Representative) and started their career in finance in 2004. Mikel has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mikel Lee Parker's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2020 - Present
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
Office #1: 677 King Street Suite 410, Charleston, SC 29403November 20, 2012 - October 2, 2017
GENESIS CAPITAL, LLC
June 1, 2007 - June 4, 2009
MORGAN KEEGAN & COMPANY, LLC
March 16, 2004 - June 6, 2007
SHATTUCK HAMMOND PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2020)
Exams
Series 7TO
Date: 8/26/2020
General Securities Representative ExaminationFINRA
Current Firm
ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLC
CRD#: 142619 / SEC#: , 8-67477
Contact information
FINRA licenses (26 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
