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RM

Ryan L. Malloch

M1 CAPITAL MANAGEMENT LLC
Milford, MI
Some features on this profile are disabled
CRD#: 4017541
RM

Professional summary

Ryan L Malloch is a registered financial advisor currently at M1 CAPITAL MANAGEMENT LLC located in Milford, Michigan and THIRD SIGMA INVESTMENT ADVISORS LLC located in Troy, Michigan.

Ryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Ryan has worked at 7 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: MALLOCH PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 10/2008; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY; (2) NAME OF OTHER BUSINESS: M1 WEALTH ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: Insurance Products Sales; (3) ADJUNCT FACULTY AT MACOMB COMMITTEE COLLEGE, INVESTMENT TOPICS, ADDRESS IS THE REGISTERED LOCATION, TEACHING CLASSES ON FINANCIAL EDUCATION, START APRIL 2014, 3 HOURS PER WEEK - NOT DURING TRADING HOURS, INSTRUCTOR - CLASS IS DESIGNED TO TEACH COMMUNITY EDUCATION AT HIGH SCHOOL AND COMMUNITY COLLEGES IN MICHIGAN;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan L Malloch's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 20, 2021 - Present

M1 CAPITAL MANAGEMENT LLC

Office #2: 200 E Big Beaver Rd Ste 132, Troy, MI 48083
RIA
CRD#: 158269
Milford, MI
Current

October 17, 2024 - Present

THIRD SIGMA INVESTMENT ADVISORS LLC

Office #1: 200 E. Big Beaver Rd, Ste 132, Troy, MI 48083
RIA
CRD#: 151188
Troy, MI
Past

March 21, 2024 - August 30, 2024

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
NOVI, MI
Past

December 12, 2006 - March 21, 2024

CETERA ADVISORS LLC

RIA
CRD#: 10299
NOVI, MI
Past

November 22, 2006 - August 30, 2024

CETERA ADVISORS LLC

BD
CRD#: 10299
NOVI, MI
Past

March 21, 2005 - October 16, 2006

UNITED SECURITIES ALLIANCE, INC.

RIA
CRD#: 36487
AUBURN HILLS, MI
Past

March 2, 2005 - October 16, 2006

UNITED SECURITIES ALLIANCE, INC.

BD
CRD#: 36487
AUBURN HILLS, MI
Past

March 6, 2003 - January 24, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
FAIRFIELD, IA
Past

July 13, 2000 - March 19, 2003

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MC
M1 CAPITAL MANAGEMENT LLC
M1 CAPITAL MANAGEMENT | M1 CAPITAL MANAGEMENT LLP | M1 CAPITAL MANAGEMENT LLC

CRD#: 158269 / SEC#: 801-72578

RIA
Registered Investment Advisory firm - (7/27/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Michigan
(1/20/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/16/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 7/25/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/12/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/30/2005
General Securities Principal Examination

Current Firm

MC
M1 CAPITAL MANAGEMENT LLC
M1 CAPITAL MANAGEMENT | M1 CAPITAL MANAGEMENT LLP | M1 CAPITAL MANAGEMENT LLC

CRD#: 158269 / SEC#: 801-72578

RIA
Registered Investment Advisory firm - (7/27/2011 Approved)
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Contact information

Main Address
200 E Big Beaver Rd Ste 132, Troy, MI 48083
Mailing Address
7 West Square Lake Road, Bloomfield Hills, MI 48302
Phone number
(248) 556-4600
Established
Firm type
Fiscal year end
# of Employees
12

SEC notice filing (10 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

M1 CAPITAL MANAGEMENT BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts920
AUM (Assets Under Management)$ 406,039,664

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

M1 CAPITAL MANAGEMENT LLC

CRD#: 158269Milford, MI

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