Jonathan W. Butters
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jonathan Wayne Butters was a registered financial professional .
Jonathan is a previously registered financial professional and started their career in finance in 1999. Jonathan had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2011 - December 19, 2016
MSEC, LLC
April 25, 2011 - December 19, 2016
MONTAGE INVESTMENTS, LLC
January 10, 2011 - April 25, 2011
MARINER WEALTH
September 22, 2010 - May 26, 2011
CBIZ WEALTH MANAGEMENT, LLC
September 22, 2010 - December 9, 2011
CBIZ FINANCIAL SOLUTIONS, INC.
September 22, 2010 - December 9, 2011
CBIZ FINANCIAL SOLUTIONS, INC.
June 4, 2010 - June 25, 2010
M&I INVESTMENT MANAGEMENT CORP.
April 27, 2007 - June 25, 2010
M&I FINANCIAL ADVISORS, INC
December 9, 2004 - April 17, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 7, 2004 - April 17, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 8, 2002 - October 25, 2004
LORD, ABBETT & CO. LLC
October 14, 1999 - October 25, 2004
LORD ABBETT DISTRIBUTOR LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MSEC, LLC
CRD#: 154327 / SEC#: , 8-68627
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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