Kenneth Kindberg

FORESIDE FUND SERVICES

Birmingham, MI 48009

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CRD#: 4017344

Professional summary

Kenneth Kindberg, who also goes by Ken Charles Kindberg, Kenneth Charles Kindberg, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in Birmingham, Michigan.

Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1999. Kenneth has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ken Charles Kindberg | Kenneth Charles Kindberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Kindberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 14, 2023 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 390 Park Street Suite 250, Birmingham, MI 48009

CRD#: 46106

Birmingham, MI

Past

April 5, 2022 - May 3, 2023

CEROS FINANCIAL SERVICES, INC.

CRD#: 37869

ROCKVILLE, MD

Past

August 2, 2021 - December 31, 2021

SEQUENCE FINANCIAL SPECIALISTS LLC

CRD#: 132915

FLORENCE, SC

Past

July 2, 2019 - February 2, 2021

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

September 25, 2006 - June 13, 2016

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

June 14, 2004 - September 1, 2006

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

October 6, 1999 - April 19, 2004

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/21/2023)

New Mexico
(1/18/2024)

New York
(12/14/2023)

Utah
(1/18/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 9/25/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/22/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/13/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/11/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/4/1999

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth Kindberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kenneth Kindberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

CEROS FINANCIAL SERVICES, INC.

SEQUENCE FINANCIAL SPECIALISTS LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

NATIXIS DISTRIBUTION, LLC

COREBRIDGE CAPITAL SERVICES, INC.

EATON VANCE DISTRIBUTORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/25/2025

Series 63

Date: 10/22/2021

SIE

Date: 6/13/2016

Series 7

Date: 1/11/2010

Series 6

Date: 10/4/1999

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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