Lebaron O. Robinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lebaron Oleana Robinson JR, who also goes by Barry Robinson, Le Baron Oleana Robinson Jr, was a registered financial professional .
Lebaron is a previously registered financial professional and started their career in finance in 1970. Lebaron had worked at 8 firms and has passed the Series 65, Series 63, SIE, PC, Series 000, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2006 - August 30, 2017
JANNEY MONTGOMERY SCOTT LLC
April 30, 1990 - August 30, 2017
JANNEY MONTGOMERY SCOTT LLC
April 8, 1987 - May 16, 1990
PRUDENTIAL EQUITY GROUP, LLC
February 7, 1980 - April 13, 1987
TUCKER ANTHONY INCORPORATED
August 11, 1978 - March 5, 1980
MORGAN STANLEY DW INC.
January 7, 1977 - August 18, 1978
DREXEL BURNHAM LAMBERT INCORPORATED
March 22, 1973 - January 7, 1977
DREXEL BURNHAM & CO. INCORPORATED
March 29, 1972 - July 2, 1973
DREXEL FIRESTONE INCORPORATED
March 13, 1970 - December 27, 1971
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
Primary Firm SEC Registration
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 6/5/1990
AMEX Put and Call ExamSeries 000
Date: 12/23/1968
General Securities Principal ExaminationSeries 1
Date: 8/16/1965
Registered Representative ExaminationSeries 00
Date: 1/29/1973
General Securities Principal ExaminationCurrent Firm
JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
