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BR

Brett D. Rabatin

HOVDE GROUP
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 4017162
BR

Professional summary

Brett D Rabatin, who also goes by Brett D. Rabatin, is a registered financial professional currently at HOVDE GROUP, LLC located in Nashville, Tennessee.

Brett is registered as a RR (Registered Representative) and started their career in finance in 2000. Brett has worked at 6 firms and has passed the Series 63, SIE, Series 87, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brett D. Rabatin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brett D Rabatin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 10, 2020 - Present

HOVDE GROUP, LLC

Office #1: 3200 West End Avenue 5th Floor, Nashville, TN 37203
BD
CRD#: 25425
Nashville, TN
Past

April 21, 2015 - January 6, 2020

PIPER SANDLER & CO.

BD
CRD#: 665
NASHVILLE, TN
Past

January 9, 2009 - April 6, 2015

STERNE, AGEE & LEACH, INC.

BD
CRD#: 791
NASHVILLE, TN
Past

May 1, 2003 - June 12, 2003

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
MEMPHIS, TN
Past

May 1, 2003 - January 7, 2009

FTN EQUITY CAPITAL MARKETS CORP.

BD
CRD#: 119625
NASHVILLE, TN
Past

August 2, 2000 - April 30, 2003

FHN FINANCIAL SECURITIES CORP.

BD
CRD#: 46346
MEMPHIS, TN
Past

January 17, 2000 - July 6, 2000

J.C. BRADFORD & CO.

BD
CRD#: 1287
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(9/11/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 12/27/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 12/1/2004
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 1/12/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/29/2020
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market

Current Firm

HG
HOVDE GROUP, LLC
HOVDE GROUP, LLC | HOVDE SECURITIES, INC. | HOVDE SECURITIES LLC

CRD#: 25425 / SEC#: , 8-41597

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
1629 Colonial Parkway, Inverness, IL 60067
Mailing Address
1629 Colonial Parkway, Inverness, IL 60067
Phone number
(847) 991-6622
Established
Delaware since 10/11/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOVDE, STEVEN DONALDCHAIRMAN, CHIEF EXECUTIVE OFFICER1907781
BARBARINE, NICKOLAS JOHNSENIOR MANAGING PARTNER2274812
HOVDE, KIRK STEVENMANAGING PARTNER/HEAD OF INVESTMENT BANKING5552791
DAVIS, PATRICIA LYNNCHIEF COMPLIANCE OFFICER5613123
DIJOHN, ANTHONY JOHNCFO/FINOP6370306
HEDREI, MICHAEL STEPHENMANAGING PARTNER/HEAD OF CAPITAL MARKETS4243972

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HOVDE GROUP, LLC

CRD#: 25425Nashville, TN 37203

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