Zaazaax L. Brokemond
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zaazaax Letitia Brokemond, who also goes by Shay Brokemond, Zaazaax L Brokemond, Zaazaax Brokemond, Zaazaax Letitia Scruggs, was a registered financial professional .
Zaazaax is a previously registered financial professional and started their career in finance in 2000. Zaazaax had worked at 2 firms and has passed the Series 63, Series 82TO, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2020 - March 19, 2025
MARCH CAPITAL CORP.
January 1, 2017 - September 1, 2020
WILLIAM BLAIR
July 25, 2000 - October 17, 2011
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 12/28/2020
Limited Representative-Private Securities OfferingsCurrent Firm
MARCH CAPITAL CORP.
CRD#: 24142 / SEC#: , 8-41173
Contact information
FINRA licenses (24 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RICE, RICHARD JAY | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 725697 |
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 83,479,520 |
Red Flags
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