Kristi L. Harding
Professional summary
Kristi Lynn Harding, who also goes by Kristi Lynn Cooper, Kristi Lynn Wohlwend, is a registered financial professional currently at DIRECTED SERVICES LLC located in Des Moines, Iowa.
Kristi is registered as a RR (Registered Representative) and started their career in finance in 2011. Kristi has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristi Lynn Harding's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 19, 1999 - Present
DIRECTED SERVICES LLC
Office #1: 699 Walnut St, Des Moines, IA 50309June 6, 2013 - June 29, 2018
SLD AMERICA EQUITIES, INC.
March 30, 2012 - May 7, 2013
SLD AMERICA EQUITIES, INC.
May 20, 2011 - May 7, 2013
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/8/2007)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
DIRECTED SERVICES LLC
CRD#: 21675 / SEC#: 801-32675, 8-39104
Contact information
FINRA licenses (5 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
DIRECTED SERVICES LLC
CRD#: 21675Des Moines, IA 50309TRUST BUT VERIFY
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