Matthew M. Moore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Michael Moore, who also goes by Matthew M Moore, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1999. Matthew had worked at 8 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2020 - September 10, 2024
TRAC ASSET MANAGEMENT LLC
November 22, 2016 - April 30, 2019
COLUMBIA ADVISORY PARTNERS, LLC
February 6, 2015 - November 28, 2016
MOORE FINANCIAL SERVICES GROUP, LLC
April 1, 2011 - December 31, 2014
MOORE FINANCIAL SERVICES GROUP, LLC
March 10, 2010 - August 19, 2010
INTEGRITY ALLIANCE, LLC.
March 9, 2010 - August 19, 2010
INTEGRITY ALLIANCE, LLC.
February 27, 2008 - March 2, 2010
CROWN CAPITAL SECURITIES, L.P.
February 26, 2008 - March 2, 2010
CROWN CAPITAL SECURITIES, L.P.
June 29, 2006 - February 29, 2008
LPL FINANCIAL LLC
February 23, 2005 - February 29, 2008
LPL FINANCIAL LLC
June 27, 2002 - February 24, 2005
WAMU INVESTMENTS, INC.
December 7, 1999 - July 5, 2001
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRAC ASSET MANAGEMENT LLC
CRD#: 170662 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 82 |
| AUM (Assets Under Management) | $ 57,472,275 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
