Beth A. Roberts

EMPOWER ADVISORY GROUP

BRYANT, AR

Some features on this profile are disabled

CRD#: 4016993

Professional summary

Beth Ann Roberts, who also goes by Beth Ann Jansen, Beth Ann Roberts, Beth A Roberts, Beth Roberts, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Bryant, Arkansas and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.

Beth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Beth has worked at 14 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Beth Ann Jansen | Beth Ann Roberts | Beth A Roberts | Beth Roberts

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beth Ann Roberts's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2025 - Present

EMPOWER ADVISORY GROUP, LLC

RIA

CRD#: 112058

BRYANT, AR

Current

July 16, 2025 - Present

EMPOWER FINANCIAL SERVICES, INC.

Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111

CRD#: 13109

Greenwood Village, CO

Past

April 13, 2023 - October 25, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

LITTLE ROCK, AR

Past

April 4, 2023 - October 25, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

LITTLE ROCK, AR

Past

May 16, 2022 - March 3, 2023

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

LITTLE ROCK, AR

Past

May 13, 2022 - March 3, 2023

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

LITTLE ROCK, AR

Past

March 13, 2020 - March 3, 2021

LPL FINANCIAL LLC

RIA

CRD#: 6413

LITTLE ROCK, AR

Past

March 13, 2020 - March 3, 2021

LPL FINANCIAL LLC

CRD#: 6413

LITTLE ROCK, AR

Past

August 8, 2019 - March 13, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LITTLE ROCK, AR

Past

August 8, 2019 - March 13, 2020

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LITTLE ROCK, AR

Past

May 13, 2019 - May 24, 2019

STEPHENS

RIA

CRD#: 3496

LITTLE ROCK, AR

Past

May 13, 2019 - May 24, 2019

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

February 27, 2018 - March 18, 2019

TD AMERITRADE, INC.

RIA

CRD#: 7870

LITTLE ROCK, AR

Past

February 26, 2018 - March 18, 2019

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

LITTLE ROCK, AR

Past

February 26, 2018 - March 18, 2019

TD AMERITRADE, INC.

CRD#: 7870

LITTLE ROCK, AR

Past

June 15, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

January 2, 2009 - February 26, 2018

SCOTTRADE, INC.

CRD#: 8206

LITTLE ROCK, AR

Past

January 2, 2008 - January 24, 2008

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

April 11, 2007 - July 25, 2007

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/16/2025)

Alaska
(7/16/2025)

Arizona
(7/16/2025)

Arkansas
(7/16/2025)

IAR

Arkansas
(7/16/2025)

California
(7/16/2025)

Connecticut
(7/16/2025)

Delaware
(7/16/2025)

Georgia
(7/16/2025)

Hawaii
(7/16/2025)

Idaho
(7/16/2025)

Illinois
(7/16/2025)

Indiana
(7/16/2025)

Iowa
(7/16/2025)

Kansas
(7/16/2025)

Kentucky
(7/16/2025)

Maine
(7/16/2025)

Massachusetts
(7/16/2025)

Michigan
(7/16/2025)

Minnesota
(7/16/2025)

Mississippi
(7/16/2025)

Missouri
(7/16/2025)

Montana
(7/16/2025)

Nebraska
(7/16/2025)

Nevada
(7/16/2025)

New Hampshire
(7/16/2025)

New Jersey
(7/16/2025)

New Mexico
(7/16/2025)

New York
(7/16/2025)

North Carolina
(7/16/2025)

North Dakota
(7/16/2025)

Oklahoma
(7/16/2025)

Oregon
(7/16/2025)

Pennsylvania
(7/16/2025)

Rhode Island
(7/16/2025)

South Carolina
(7/16/2025)

South Dakota
(7/16/2025)

Tennessee
(7/16/2025)

Texas
(7/16/2025)

Utah
(7/16/2025)

Vermont
(7/16/2025)

Virginia
(7/16/2025)

Washington
(7/16/2025)

West Virginia
(7/16/2025)

Wisconsin
(7/16/2025)

Wyoming
(7/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/15/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/20/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/10/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 3/16/2012

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/14/2012

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC

CRD#: 112058 / SEC#: 801-58105

RIA

Registered Investment Advisory firm - (11/22/2000 Approved)

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Contact information

Main Address

8515 East Orchard Rd 4t2, Greenwood Village, CO 80111

Mailing Address

Phone number

(866) 575-4977

Established

Firm type

Fiscal year end

# of Employees

822

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

EMPOWER ADVISORY GROUP PERSONAL STRATEGY(R) WRAP FEE PROGRAM (11/25/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE FOR EMPOWER PREMIER IRA (9/22/2025)

EMPOWER ADVISORY GROUP FINANCIAL PLANNING SERVICE (9/19/2025)

EMPOWER PREMIER INVESTMENT ACCOUNT (9/19/2025)

EMPOWER ADVISORY GROUP WRAP FEE PROGRAM BROCHURE FOR EMPOWER MANAGED PORTFOLIOS (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & PROFESSIONAL MANAGEMENT PROGRAM (9/19/2025)

EMPOWER ADVISORY GROUP - ONLINE ADVICE & MANAGED ACCOUNT SERVICE/MY TOTAL RETIREMENT (9/19/2025)

Regulatory assets under management

Total Number of Accounts	250,707
AUM (Assets Under Management)	$ 159,120,330,491

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
03/28/2025	Cover Page	Report
11/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Beth A. Roberts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Beth Ann Roberts's CRS (Customer Relationship Summary).

Certified licenses

Experience

EMPOWER FINANCIAL SERVICES, INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT ADVISERS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STEPHENS

STEPHENS

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

EMPOWER ADVISORY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/15/2017

Series 63

Date: 3/20/2008

SIE

Date: 10/1/2018

Series 7

Date: 4/10/2007

Series 10

Date: 3/16/2012

Series 9

Date: 1/14/2012

FINRA

Current Firm

EMPOWER ADVISORY GROUP, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

EMPOWER ADVISORY GROUP, LLC

TRUST BUT VERIFY

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