Beth Ann Roberts
Professional Summary
Beth Ann Roberts, who also goes by Beth Ann Jansen, Beth Ann Roberts, Beth A Roberts, Beth Roberts, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Bryant, Arkansas and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado. Beth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Beth has worked at 14 firms and has passed the Series...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Beth Ann Jansen, Beth Ann Roberts, Beth A Roberts, Beth Roberts
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
19 years in the financial services industry
Current & Past Employments
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Current Firm
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
Contact Information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111Phone Number
(866) 575-4977# of Employees
8,051SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
297,074AUM (Assets Under Management)
$195,426,321,479Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/26/2026 | Cover Page | Report |
| 03/28/2025 | Cover Page | Report |
| 11/21/2023 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2012About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2012About the Series 9 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Beth Ann Roberts's CRS (Customer Relationship Summary).
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