Charles C. Parnell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Carroll Parnell III, who also goes by Trey Parnell, Charles Carroll Parnell III, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1999. Charles had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 30, 2016 - April 23, 2019
VOYA FINANCIAL PARTNERS, LLC
March 6, 2003 - April 23, 2019
VOYA RETIREMENT ADVISORS, LLC
June 13, 2002 - September 30, 2016
VOYA RETIREMENT ADVISORS, LLC
October 25, 1999 - December 31, 2001
HARRISDIRECT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VOYA FINANCIAL PARTNERS, LLC
CRD#: 34815 / SEC#: 801-57637, 8-46451
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
