Clemens C Buss
Professional Summary
Clemens C Buss, who also goes by Clemens C. Buss Dr, was a registered financial advisor. Clemens was a previously registered financial professional and started their career in finance 1999 - 2025. Clemens had worked at 4 firms and has passed the Series 63, Series 79TO, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Clemens C. Buss Dr
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
3C-WC PARTNERS | WCP SECURITIES LLC | WAVEEDGE PARTNERS LLC | SKYLINE CAPITAL SECURITIES LLC | MAVERICKS CAPITAL SECURITIES | 3C-WC PARTNERS, LLC
Contact Information
Main Address
5 Ranch Road, Woodside, CA 94062Mailing Address
5 Ranch Road, Woodside, CA 94062Phone Number
(650) 346-7157Established
Delaware since 02/27/2003Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Nov 2021About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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