Eric F. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric F Jones, who also goes by Eric Francis Jones, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 2001. Eric had worked at 6 firms and has passed the SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2020 - December 19, 2022
IP FINANCIAL ADVISORY SERVICES LLC
August 4, 2020 - December 19, 2022
INNOVATION PARTNERS LLC
April 24, 2020 - October 14, 2020
PARK AVENUE SECURITIES LLC
April 20, 2020 - October 14, 2020
PARK AVENUE SECURITIES LLC
November 3, 2017 - May 10, 2018
SECURITIES AMERICA, INC.
June 15, 2015 - November 8, 2017
NATIONAL PLANNING CORPORATION
July 30, 2001 - June 17, 2015
THE O.N. EQUITY SALES COMPANY
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
