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CK

Cem A. Karsan

KAI WEALTH LLC
CHICAGO, IL 60654
Some features on this profile are disabled
CRD#: 4016630
CK

Professional summary

Cem A Karsan is a registered financial advisor currently at KAI WEALTH LLC located in Chicago, Illinois.

Cem is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Cem has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cem A Karsan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 1, 2025 - Present

KAI WEALTH LLC

Office #1: 401 West Superior Street Suite 001, Chicago, IL 60654
RIA
CRD#: 332136
CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KAI WEALTH LLC
KAI WEALTH LLC

CRD#: 332136 / SEC#: 801-131183

RIA
Registered Investment Advisory firm - (10/2/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(1/1/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/30/2024
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 11/10/2018
National Commodity Futures Examination

Current Firm

KW
KAI WEALTH LLC
KAI WEALTH LLC

CRD#: 332136 / SEC#: 801-131183

RIA
Registered Investment Advisory firm - (10/2/2024 Approved)
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Contact information

Main Address
401 West Superior Street Suite 001, Chicago, IL 60654
Mailing Address
Phone number
(312) 605-8020
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KAI WEALTH LLC - FORM ADV PART 2A BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts7
AUM (Assets Under Management)$ 174,619,563

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KAI WEALTH LLC

CRD#: 332136Chicago, IL 60654

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