Adam E. Daley

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CRD#: 4016592

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Adam Ellsworth Daley was a registered financial professional .

Adam is a previously registered financial professional and started their career in finance in 2002. Adam had worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of the other business: Star Peak Energy Transition Corp. Is the business is investment-related: No Address of the other business: 1603 Orrington Avenue, 13th Floor, Evanston, IL 60201 Nature of the other business: Special Purpose Acquisition Corporation Position, title, or relationship with the other business: Director Start date of your relationship: August 2020 Approximate number of hours/month you devote to the other business: Varies,< 20 hours Number of hours you devote to the other business during securities trading hours, and briefly describe your duties relating to the other business: Time responsibility varies significantly, < 20 hours if approximation is required. I am a Director of the company and have all associated duties related to being a Director of a public company.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 26, 2020 - December 31, 2022

MAGNETAR FINANCIAL LLC

RIA

CRD#: 136045

Houston, TX

Past

July 18, 2017 - December 31, 2019

MAGNETAR FINANCIAL LLC

RIA

CRD#: 136045

Houston, TX

Past

October 23, 2002 - March 24, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAGNETAR FINANCIAL LLC

MAGNETAR ASSET MANAGEMENT LLC (RELYING ADVISER) | MTP ENERGY MANAGEMENT LLC (RELYING ADVISER) | MAGNETAR FINANCIAL LLC

CRD#: 136045 / SEC#: 801-64602

RIA

Registered Investment Advisory firm - (8/30/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/24/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/22/2002

General Securities Representative Examination

Current Firm

MAGNETAR FINANCIAL LLC

MAGNETAR ASSET MANAGEMENT LLC (RELYING ADVISER) | MTP ENERGY MANAGEMENT LLC (RELYING ADVISER) | MAGNETAR FINANCIAL LLC

CRD#: 136045 / SEC#: 801-64602

RIA

Registered Investment Advisory firm - (8/30/2005 Approved)

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Contact information

Main Address

1603 Orrington Avenue 13th Floor, Evanston, IL 60201

Mailing Address

Phone number

(847) 905-4400

Established

Firm type

Fiscal year end

# of Employees

198

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A MAGNETAR FINANCIAL LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	67
AUM (Assets Under Management)	$ 26,230,760,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam E. Daley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MAGNETAR FINANCIAL LLC

MAGNETAR FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

MAGNETAR FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/24/2003

Series 7

Date: 10/22/2002

Current Firm

MAGNETAR FINANCIAL LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAGNETAR FINANCIAL LLC

TRUST BUT VERIFY

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