Nathan D. Millerbernd

MWM WEALTH ADVISORY

Plymouth, MN 55446

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CRD#: 4016340

Professional summary

Nathan David Millerbernd is a registered financial advisor currently at MWM WEALTH ADVISORY, LLC located in Plymouth, Minnesota.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Nathan has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)MILLERBERND WEALTH MANAGEMENT,YES,Plymouth, MN 55341,DBA,OWNER,04/24/2009,160,160,SALES AND SERVICE OF FIXED INSURANCE PRODUCTS AND FINANCIAL SERVICES. 2)MILLERBERND HOLDINGS, LLC,YES, PLYMOUTH, MN 55446,HOLDING COMPANY,CO-OWNER,06/2023,NO,0,LLC OWNS BUILDING WHERE REPRESENTATIVE WORKS.; 3)Greenfield Harvest, LLC, NO, Greenfield, MN ,FARM LAND, OWNER,07/2023,4,0,OWN FARM LAND, Lease organization, upgrade land if needed, cover expenses, track leases and pay taxes, prepare documents and statements for tax prep. 4)N8 VACATION PROPERTIES, LLC, YES, PLYMOUTH, MN, OWNER, 07/2024, 4, 0, SCHEDULING CLEANINGS, MAINTENANCE AND MANAGING A RENTAL CALENDAR.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan David Millerbernd's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2017 - Present

MWM WEALTH ADVISORY, LLC

Office #1: 18200 45th Ave North Suite 100a, Plymouth, MN 55446

RIA

CRD#: 287705

Plymouth, MN

Past

May 5, 2017 - December 31, 2021

HARBOUR INVESTMENTS, INC.

CRD#: 19258

Plymouth, MN

Past

January 30, 2014 - May 8, 2017

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

PLYMOUTH, MN

Past

November 8, 2005 - May 8, 2017

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

PLYMOUTH, MN

Past

October 10, 2005 - November 8, 2005

HARBOUR INVESTMENTS, INC.

CRD#: 19258

MADISON, WI

Past

November 23, 1999 - October 11, 2005

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MWM WEALTH ADVISORY, LLC

CRD#: 287705 / SEC#: 801-132301

RIA

Registered Investment Advisory firm - (3/31/2025 Approved)

Minnesota

Registered Investment Advisory firm - (4/7/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(5/5/2017)

IAR

Texas
(3/26/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/21/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/28/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/15/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/22/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MWM WEALTH ADVISORY, LLC

CRD#: 287705 / SEC#: 801-132301

RIA

Registered Investment Advisory firm - (3/31/2025 Approved)

Minnesota

Registered Investment Advisory firm - (4/7/2025 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2025 Terminated)

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Contact information

Main Address

18200 45th Ave North Suite 100a, Plymouth, MN 55446

Mailing Address

Phone number

(763) 478-9934

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE - SEC (2/28/2025)

FORM ADV2A/2B - SEC (2/28/2025)

Regulatory assets under management

Total Number of Accounts	361
AUM (Assets Under Management)	$ 119,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nathan D. Millerbernd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan David Millerbernd's CRS (Customer Relationship Summary).

Certified licenses

Experience

HARBOUR INVESTMENTS, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

HARBOUR INVESTMENTS, INC.

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

MWM WEALTH ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/21/2005

Series 63

Date: 3/28/2000

SIE

Date: 10/1/2018

Series 7

Date: 3/15/2000

Series 6

Date: 11/22/1999

Current Firm

MWM WEALTH ADVISORY, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MWM WEALTH ADVISORY, LLC

TRUST BUT VERIFY

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