Gerard L. Viola

Some features on this profile are disabled

CRD#: 4016079

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Gerard Louis Viola was a registered financial professional .

Gerard is a previously registered financial professional and started their career in finance in 1999. Gerard had worked at 3 firms and has passed the SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

No. 1) Name of Business: Gerard L. Viola, CPA LLC. Non-Investment related. Address: 213 16th St., Surf City, NJ 08008. Nature of Business: Accounting Firm. Position/Title/Relationship: Owner. Hours per month: 672. Hours per month during Securities trading hours: 99. Duties/Responsibilities: Owner and Operator of accounting firm, CPA. No. 2) Name of Business: RMR Wealth Builders, Inc. Investment related. Address: 213 16th St., Surf City, NJ 08008. Nature of Business: Registered investment advisory firm DBA for Financial Services and Insurance business. Position/Title/Relationship: Independent Contractor. Start Date: 09/01/2012. Hours per month: 1. Hours per month during Securities trading hours: 100. Duties/Responsibilities: Referrals only. No. 3) Name of Business: Andrea Realty, LLC. Non-Investment related. Address: 213 16th Street, Surf City, NJ 08008. Nature of Business: Commercial rental of an office condominium near located in Cedar Grove, NJ. Position/Title/Relationship: Partner. Start Date: 09/2005. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: Managing Member. No. 4) Name of Business: Concord Trading Corporation. Non-Investment related. Address: 213 16th St., Surf City, NJ 08008. Nature of Business: Corporation is owned by two Trusts, which individually invest their own account. Position/Title/Relationship: Director. Start Date: 11/02/2020. Hours per month: 1. Hours per month during Securities trading hours: 0. Duties/Responsibilities: The Corporation is owned and separated into 2 funds - the Class A Fund & the Class B Fund. The business affairs of the corporation are managed by the Board of Directors.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

December 2, 2020 - July 10, 2023

RMR WEALTH BUILDERS, INC.

RIA

CRD#: 169005

Surf City, NJ

Past

August 31, 2012 - October 10, 2022

CALTON & ASSOCIATES, INC.

RIA

CRD#: 20999

Surf City, NJ

Past

August 31, 2012 - October 10, 2022

CALTON & ASSOCIATES, INC.

CRD#: 20999

CEDAR GROVE, NJ

Past

July 26, 2002 - September 4, 2012

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

CEDAR GROVE, NJ

Past

November 3, 1999 - September 4, 2012

CETERA WEALTH SERVICES, LLC

CRD#: 13572

CEDAR GROVE, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RMR WEALTH BUILDERS, INC.

RMR WEALTH BUILDERS, INC | RUSSO JR, JOSEPH JAMES | RMR WEALTH BUILDERS, INC.

CRD#: 169005 / SEC#: 801-80404

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/2/1999

General Securities Representative Examination

Current Firm

RMR WEALTH BUILDERS, INC.

RMR WEALTH BUILDERS, INC | RUSSO JR, JOSEPH JAMES | RMR WEALTH BUILDERS, INC.

CRD#: 169005 / SEC#: 801-80404

RIA

Registered Investment Advisory firm - (10/14/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

111 Grove Street Suite 203, Montclair, NJ 07042

Mailing Address

Phone number

(201) 836-2460

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RMR WEALTH BUILDERS, INC. WRAP BROCHURE (9/25/2025)

RMR WEALTH BUILDERS, INC. ADV BROCHURE (9/25/2025)

Regulatory assets under management

Total Number of Accounts	4,428
AUM (Assets Under Management)	$ 2,199,565,329

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Gerard L. Viola

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RMR WEALTH BUILDERS, INC.

CALTON & ASSOCIATES, INC.

CALTON & ASSOCIATES, INC.

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

RMR WEALTH BUILDERS, INC.

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 7

Date: 11/2/1999

Current Firm

RMR WEALTH BUILDERS, INC.

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RMR WEALTH BUILDERS, INC.

TRUST BUT VERIFY

Similar Advisors