Brendan Constantine Rodrigues
Professional Summary
Brendan Constantine Rodrigues is a registered financial advisor currently at SOUTHSTATE SECURITIES CORP. located in Houston, Texas. Brendan is registered as a RR (Registered Representative) and started their career in finance in 2002. Brendan has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Current Firm
A. DUNCAN WILLIAMS, INC. | SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP. | SOUTHSTATE SECURITIES CORP. | DUNCAN-WILLIAMS, INC. | DUNCAN-WILLIAMS WEALTH MANAGEMENT GROUP
Contact Information
Main Address
6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424Mailing Address
6750 Poplar Avenue Suite 300, Memphis (shelby), TN 38138-7424Phone Number
(901) 260-6800Established
Tennessee since 03/31/1969Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SOUTHSTATE BANK, NATIONAL ASSOCIATION | OWNER | — |
| BONONNO, JOSEPH KEMP | CHIEF FINANCIAL OFFICER | 7437632 |
| CHERRY, JAMES CROWELL | CHIEF COMPLIANCE OFFICER | 2870353 |
| HODGES, STUART LEE | SVP, PRESIDENT | 7370566 |
| HOWARD, HEATHER DIANE | CORPORATE SECRETARY/COMPLIANCE OFFICER | 4349745 |
| TUCKER, KIMBERLY SHAY | OPERATIONS MANAGER - PRINCIPAL OPERATIONS OFFICER | 7370391 |
Disclosures
Regulatory Event
9Arbitration
1Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
State Registrations and Notice Filings
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/26/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
(2/23/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - BD
Click below to view Brendan Constantine Rodrigues's CRS (Customer Relationship Summary).
Similar Advisors
ALLWORTH FINANCIAL, L.P.
POST OAK PRIVATE WEALTH ADVISORS
OSAIC WEALTH, INC.
MARSHALL WEALTH MANAGEMENT, LLC