Teresa F. Nieh
Professional summary
Teresa Feng Tsuey Nieh, who also goes by Feng Tsuey Teresa Nieh, is a registered financial professional currently at CANACCORD GENUITY LLC located in New York, New York.
Teresa is registered as a RR (Registered Representative) and started their career in finance in 2000. Teresa has worked at 6 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Teresa Feng Tsuey Nieh's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2014 - Present
CANACCORD GENUITY LLC
Office #1: One Pennsylvania Plaza Suite 2900, New York, NY 10119April 16, 2012 - June 3, 2014
GUGGENHEIM SECURITIES, LLC
January 6, 2006 - September 15, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 30, 2004 - October 3, 2005
J.P. MORGAN SECURITIES LLC
April 5, 2001 - September 10, 2004
BNP PARIBAS SECURITIES CORP.
July 20, 2000 - March 30, 2001
DEUTSCHE BANK SECURITIES INC.
February 3, 2000 - March 16, 2000
BNP PARIBAS SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
CANACCORD GENUITY LLC
CRD#: 1020 / SEC#: , 8-3271
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CANACCORD ADAMS (DELAWARE) INC. | PARENT | |
| ANDERSON, SCOTT WINFREE | CHIEF COMPLIANCE OFFICER | 5800524 |
| BARLOW, JEFFREY GRIFFIN | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE DIRECTOR | 2277052 |
| DAVIAU, DANIEL JOSEPH | NON- EXECUTIVE DIRECTOR | 6096472 |
| MACFAYDEN, DONALD DUNCAN | EXECUTIVE DIRECTOR, CFO & FINANCIAL & OPERATIONS PRINCIPAL | 5390198 |
| PARDI SQUITIERI, JENNIFER ELLEN | EXECUTIVE DIRECTOR | 4922719 |
| PROUD, EMILY PRESSMAN | CHIEF OPERATING OFFICER | 5815542 |
| TEIPNER, LARISSA KYLE | US GENERAL COUNSEL |
Disclosures
| Regulatory Event | 45 |
| Bond | 1 |
Red Flags
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