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LT

Lawrence Scott Tankel

LT ADVISORS
NEW CITY, NY
·CRD# 4015981·27 years registered

Professional Summary

Lawrence Scott Tankel, who also goes by Lawrence Tankel, is a registered financial advisor currently at LT ADVISORS LLC located in New City, New York and L&L PARTNERS WEALTH MANAGEMENT, LLC located in Plainview, New York. Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lawrence has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Lawrence Tankel

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years registered in the securities industry

Current & Past Employments

Current

LT ADVISORS LLCCurrent·CRD# 318920
RIA
3 E Evergreen Road Suite 101 Pmb 616, New City, NY 10956
February 7, 2022 - Present
L&L PARTNERS WEALTH MANAGEMENT, LLCCurrent·CRD# 140077
RIA
Plainview, NY
October 23, 2026 - Present

Past

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
September 27, 2000 - July 11, 2002
SANFORD C. BERNSTEIN & CO., INC.Past·CRD# 1232
BD
New York, NY
November 5, 1999 - September 7, 2000

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Current Firm

LP
L&L PARTNERS WEALTH MANAGEMENT, LLC

L&L PARTNERS WEALTH MANAGEMENT, LLC | L&L PARTNERS, LLC

CRD#: 140077 / SEC#: 801-111661
RIA
Registered Investment Advisory firm - SEC (9/8/2017 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (8/23/2018 Terminated)
New York
Registered Investment Advisory firm - New York (9/14/2017 Terminated)
Texas
Registered Investment Advisory firm - Texas (9/14/2017 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

74 Lafayette Avenue, Suite 101, Suffern, NY 10901

Phone Number

(845) 368-1103

# of Employees

3

SEC notice filing (3 States and Territories)

Registered to provide investment advisory services in 3 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

L&L PARTNERS WEALTH MANAGEMENT, LLC ADV PART 2A (10/28/2026)

Regulatory Assets Under Management

Total Number of Accounts

165

AUM (Assets Under Management)

$81,801,519

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Lawrence Tankel CPA, P.C. Investment-related: No Address: Plainview, NY Nature: Tax/Accounting Position: Tax Consultant Title/relationship: Owner Start date: 01/2022 Number of hours/month devoted to other business: 85 Number of hours during securities trading: 40 Duties: performing tax preparation, accounting and consulting services

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LP
L&L PARTNERS WEALTH MANAGEMENT, LLC

L&L PARTNERS WEALTH MANAGEMENT, LLC | L&L PARTNERS, LLC

CRD#: 140077 / SEC#: 801-111661
RIA
Registered Investment Advisory firm - SEC (9/8/2017 Approved)
New Jersey
Registered Investment Advisory firm - New Jersey (8/23/2018 Terminated)
New York
Registered Investment Advisory firm - New York (9/14/2017 Terminated)
Texas
Registered Investment Advisory firm - Texas (9/14/2017 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
New York
(2/7/2022)
IAR
Texas
(10/28/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2022About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Lawrence Scott Tankel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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